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IPRI PAPER 4
PUBLISHED BY ASIA PRINTERS ISLAMABAD,
DECEMBER 2002
ISBN 969-8721-03-7
NUCLEAR RISK
REDUCTION
IN SOUTH ASIA
Dr. Abdul Majid
Strategic Warning
Time and
Missile Deployment
Abstract
India released Draft Nuclear Doctrine, in
August 1999. A nuclear policy by India had long been practised even
before it exploded its first nuclear device in 1974. It continued
on the path of development of nuclear ballistic missiles and tested
its nuclear devices in 1998. Concurrently ballistic missiles were
also tested as delivery systems. This naturally resulted in a situation
forcing Pakistan to go for the only protection against the threat
i.e. nuclear deterrence.
Because
of geographical proximity, both India and Pakistan will be forced
to develop theatre missile defence systems to meet their strategic
needs. The prohibitive cost of developing such a system which includes
space based surveillance and monitoring, the ground based command
and control facilities, as well as the operational complexities suggest,
that the launch notification agreement signed between Pakistan and
India in 1999, may have to be further developed to arrest this trend.
Being the bigger power, and having unchallenged conventional forces
in the region, India needs to take the initiative in this regard.
This
presentation briefly covers the technical aspects of the space-based
systems, and provides linkages with the ballistic missile programme
of India.
Introduction
Nuclear
restraint and risk reduction measures have been practiced by the nuclear
powers ever since the dropping of atomic bombs over Japan in 1945.
These efforts have led to agreements on measures to reduce the risk
of outbreak of nuclear war and includes among others, Anti Ballistic
Missile Treaty (1972); Treaty on the Elimination of Intermediate Range
and Shorter Range Missiles, (1987); START-I and START-II. The processes
served to contain and reduce the number of nuclear weapons in possession
of the nuclear‑weapon states. These states, the major nuclear
powers, United States and Russia have also initiated some preliminary
steps to de‑target and de‑alert their weapons.
The
agreements also facilitated placement of systems of Notification of
Ballistic Missile launches between Great Britain, Canada, Russia,
and Norway. This served as a guideline for India and Pakistan, the
two major powers in South Asia having nuclear weapons and the ballistic
missiles to deliver them, to conclude an agreement, which came into
force in 1999. Similarly MOUs have been signed by US and Russia in
2000 for the establishment of a joint Centre for Exchange of Data
and on issuing notification of missile launches while DPRK has been
persuaded to renounce developing and testing long-range ballistic
missiles.
However,
despite the above agreements between the major world powers to limit
the spread of nuclear weapons, the spectre of nuclear wars continue
to hover the world as it has done for the past 40 years or so.
Effective
risk reduction measures may be better instituted if the impact of
nuclear proliferation and resulting outbreak of nuclear war could
be better understood by the humanity. Besides the immediate catastrophic
effects of nuclear explosions bringing large scale devastation, there
are linked short and long term environmental problems that must be
brought to the attention of the general public and the decision makers.
Some of the environmental effects which would be intensified significantly
by the multiple nuclear explosions include acid rain, Ozone depletion
and atmospheric turbidity. This would be especially significant in
case of
South Asia as the
two nuclear powers are immediate neighbours and housing one sixth
of humanity. The effects of acid rain or Ozone depletion may become
apparent after years or only decades. The initial effect of a nuclear
bomb burst would be the injection of large amounts of dust into the
atmosphere, through the destruction of soil aggregates, the vaporization
of soil and rock and the incorporation of existing surface dust.
The
almost instantaneous injection of dust particles into the atmosphere
would be augmented by the more prolonged emission of smoke and soot
particles from the massive fires, which would follow the initial explosions.
This would burn for several weeks in urban areas and in forests producing
sufficient smoke to cause sub‑freezing temperatures even in
summer. Incorporated into the atmospheric circulation, the soot and
smoke will eventually blanket the entire globe. The net result of
this rapid increase in atmospheric turbidity would be a severe reduction
in the amount of solar radiation reaching the earth's surface.
In
addition, there would be changes in the vertical temperature structure
of the atmosphere. We may experience acute reduction in precipitation,
despite the abundance of water vapour and condensation nuclei following
the nuclear explosions and fires. The intensity of the inversion plus
the persistence of pollution would also cause major changes in atmospheric
circulation patterns. It is estimated that even a relatively small
nuclear exchange of 100 Megatons could create a situation making the
life on earth almost unbearable.
This
reflects current perception of the seriousness of the problem, which
I believe has not been sufficiently highlighted. Since a few members
of the general public are aware of the issues involved, it is left
to the media to interpret the real issues. Due to the dramatic impact
of nuclear proliferation and missile deployment issues, the media
is often accused of sensationalizing and misinterpreting the facts
as supplied by the scientific community. It is, therefore, important
that appropriate risk reduction measures are put in place, as Kashmir
dispute provides a nuclear flashpoint and the general public in the
two countries feel fully involved and are highly sentimental about
it.
Nuclear
Doctrines and Restraint Measures
The
underground testing of nuclear devices by India and Pakistan in May
1998 was a matter of considerable concern for the non-proliferation
regime and international peace and stability both at the regional
and global levels. In the wake of these tests, India again reaffirmed
its policy of utmost control on the export of sensitive technologies,
equipment and commodities. It also declared that it remained committed
to a speedy process of nuclear disarmament leading to total and global
elimination of nuclear weapons and underlined its readiness to participate
in negotiations for the conclusion of a treaty banning the production
of fissile material.
Pakistan
stressed that India's test had destabilized the security balance in
South Asia and that it was obliged to establish the balance of mutual
deterrence by its own tests; it was not seeking nuclear weapons status.
Security in South Asia must be dealt within a comprehensive way involving
measures to avoid conflict and ease current tensions; steps to promote
nuclear stabilization and non‑proliferation; measures to address
dangers posed by the imbalance in conventional arms and forces between
India and Pakistan; and the resolution of the underlined core dispute
of Kashmir. Pakistan underlined its readiness, however, to consider
means for mutual restraint and greater balance in and symmetry in
conventional arms capability in the region.
Since
the testing, both India and Pakistan have announced unilateral moratoriums
and agreed to participate in negotiations in the Conference on Disarmament
on a convention banning the production of fissile material for nuclear
weapons or other nuclear explosive devices. India also offered to
enter into discussions on an agreement on the ‘No First Use’ of nuclear
weapons.
Pakistan
for its part has indicated readiness to formalize the moratorium and
to reach agreement with India on a bilateral nuclear test ban or a
wider ban involving other countries of the region.
Indian
Doctrine
India
has the distinction of becoming the only country to acquire nuclear
weapons driven less by compulsions of security and more by hunger
of ‘prestige’ and ‘status.’ What is more, the western world seems
to be stooping to respectfully accept this logic. If this process
of acquiescence went along unchecked, its second order consequences
can be serious and alarming. There are several countries, which have
technological and economic capacity much superior to India’s, but
have voluntarily forgone the nuclear option. These countries may be
tempted or forced to revise their policy of self-imposed restraint.
That would be a most dangerous scenario the world should be prepared
to experience.
Pakistan
certainly cannot be accused for importing the nuclear monster in the
region. Pakistan is faced with the real threat at very close quarters
and has to deal with it. The sole impulse behind Pakistan's nuclear
program is search for security at the minimum level. By going overtly
Pakistan did manage to create a sort of strategic balance, both in
perception and reality, in the region – a balance, which was destroyed
by the Indian action of May 11, 1998. The world had hardly recovered
from the shocking events of May 1998 that India decided to launch
its Draft Nuclear Doctrine.
The
Draft Nuclear Doctrine of India not only provides doctrinal support
to an ambitious and patently provocative nuclear programme, but it
also advocates enhanced conventional military capability under the
garb of ‘raising Indian threshold of nuclear tolerance.’ This would
mean continued development and updating of its delivery systems, which
includes missiles, ground, air and submarine launched.
Missiles
Technology Development
Missiles,
especially the ones capable of delivering weapons of mass destruction
to any place within a few minutes have become a symbol of prestige
and national pride. Missile technology, being dual use, has also benefited
from developments in satellite launch vehicle technology for space
exploration as well as launching of satellites for navigation, communications,
surveillance, reconnaissance and scientific missions.
As missile technology developed, the world started to realize more
and more clearly the risks and dangers brought about by missiles and
their proliferation. These include misallocation of national resources,
at the cost and risk of quality of life causing permanent damage to
the society, strategic stability and peace in general.
Risk
Reduction
Risk reduction
measures, therefore, require to weaken motivation in favour of missile
possession and proliferation thereby discouraging wasteful missile
and anti‑missile race. There is therefore need to:
a.
Institutionalise missile launch transparency.
b.
Develop a mechanism for encouraging and rewarding the states
that relinquish possession of missile weapon delivery systems.
c.
Guaranty security of such states against nuclear threats.
The missile launch transparency provides
for voluntary submission of information in the form of notifications,
concerning launches of ballistic missiles and space launch vehicles
that have been effected or are underway. Such a situation would require
missile launch technical monitoring systems using ground and space
based detection and tracking facilities. Such a framework does exist
between India and Pakistan. However, the arrangement is highly simplistic
and there is a need to put in place a comprehensive system that would
ensure missile and missile technology non‑proliferation, transparency
of missile use, and international monitoring.
It is ironic that the rocket technology that has created danger for
the modern world, in the form of long range missiles armed with nuclear
weapons has also made possible the means for reducing this threat,
in the form of satellites for the verification of disarmament and
arms limitation agreements limiting and reducing such missile forces.
Satellites can be used to acquire information concerning deployment
of military resources using imagery or by picking up electronic transmissions
(electronic intelligence). Other information acquisition functions
include missile launch warning, and nuclear explosion detection. Information
transmission services are performed by communication and navigation
satellites.
Role
of Space Technology
Besides the ground based radar technologies,
the above facilities would have to rely on space based detection and
tracking systems, communications and monitoring for effective command
and control. The problem of a safe command and control system is an
almost impossibility largely because of two conflicting, directly
contradictory requirements.
One requirement is the need to disperse the missiles and their command
as widely as possible, and the other is to exclude unauthorized missile
launches. Dispersal is easy to understand: a single bomb on the central
command and control facility would knock out Pakistan's retaliatory
strike if all launch resources are centralized there. Even if this,
or perhaps some other command and control centre, were somehow fortified
to survive a nuclear blast in the vicinity, the electromagnetic pulse,
which accompanies a nuclear blast, would destroy all normal telecommunications.
Hence autonomy of dispersal mobile units is an inescapable requirement.
This in turn would necessitate authorisation codes for arming and
launching the nuclear weapons in its possession. The dispersal of
the authority, while it enhances survivability, correspondingly increases
the probability of unauthorised launch.
Strategic
Warning Time & Nuclear Posture
Strategic
Warning Time is a complex function, which depends on the nuclear posture
that incorporates:
a.
Policies governing the deployment, targeting and conditions
for the use of nuclear weapons.
b.
Diplomatic policy governing existing and future international
agreements constraining the testing, deployment, and dismantlement
of nuclear weapons and the testing and deployment of missile defences
by Pakistan and India.
Risk reduction would be substantially improved by adopting a nuclear
posture declaring that the nuclear weapon’s programme is to deter
and, if necessary respond to the use of nuclear weapons against it.
For
a weaker state such as Pakistan, which cannot match India in even
conventional warfare, nuclear deterrence is the only effective deterrence
against nuclear threat as well as conventional attack. On the other
hand, for India to adopt role beyond deterrence of nuclear attack,
is both unnecessary and counter‑productive. Additionally, it
would undermine the over riding goal of preventing the proliferation
and use of nuclear weapons. If India, with established conventional
superiority, treat the nuclear weapons as multipurpose, then countries
such as Pakistan have no choice but to rely on nuclear weapons to
protect themselves. Such a situation makes launch‑on‑warning
and launch‑under‑attack plausible proposition and would
demand flexibility in deployment practices for the launch of counter
attack.
The
SWT (Strategic Warning Time) period of a solid fuelled missile of
range 100 km ‑ 4000 km lies somewhere between 5 ‑ 20 minutes.
To
maintain the above capability it is important to protect launch‑on-warning
capability with minimum risk of unauthorized or accidental launch.
This would also necessitate a fully secured command and control system
and availability of sufficient nuclear weapons on land and on submarines.
Submarine Based Deployment of Nuclear
Weapons
Nuclear
propelled ballistic missile bearing submarines (SSBN) have established
themselves as a potent and a reliable nuclear deterrent. These vessels
offer flexibility, non‑provocative presence (when submerged)
and the desired deterrence. SSBN, therefore, discounts air superiority
and the fear of losing aircraft and men; hence becoming the principle
component of future strategic triad. These submarines are deployed
for multi-mission roles including information gathering, and land
attacking using cruise missiles with conventional warheads etc.
The Indians are determined to acquire nuclear submarine based missile
launch capability as they argue that no country having a nuclear capability
should be without one. The nuclear submarines not only act as a survivable
nuclear deterrent but also add to great power status. Despite the
financial implications, which may even overlook acute shortage of
resources for health, education and social uplift of the teeming millions,
the planners in India seem to fully justify the development of strategic
submarines. In the meantime, leasing a nuclear submarine from Russia
is actively being pursued to sharpen the skills by operating INS Chakra.
Varied deployment including from the sea would certainly add to Pakistan's
difficulties manifold. In the longer term, Pakistan’s security could
be enhanced if it worked with India to develop and negotiate verifiable
measures to ensure that neither country could launch its missile in
a massive surprise attack.
It is true that an effective deterrent system can be conceived as
a land based non‑nuclear missile defence system employing silo‑based,
hit‑to‑kill interceptors and incorporating both orbiting
and terrestrial early warning and battle management systems. In the
event of a missile attack, the first notification of a missile launch
would come from the network of early warning satellites. The Defence
Support Program presently deployed by the US and given a good account
of its effectiveness during the Gulf War is scheduled to be phased
out by the Space Based Infrared System (SBIRS) over 2001‑2112
period.
Space
Based
Infra‑Red System

The SBIRS programme will be made up of satellites
in high altitude (SBIRS High) and low altitude (SBIRS Low) orbits.
SBIRS High will consist of four satellites in geo-synchronous orbit
(36,600 km) and two satellites in a highly elliptical orbit.
As currently envisioned, SBIRS Low is a constellation of 24 low earth
orbiting satellites that would track enemy missiles in mid-flight,
after motors have burnt out. SBIRS Low will employ two sensors – one
acquisition and one tracking sensor, operating in a variety of wavebands
including short‑wave infrared, medium‑wave infrared, long‑wave
infrared and visible. SBIRS High would be responsible for launch detection
and over‑the‑horizon tracking, providing the earliest
trajectory estimate to command and control systems.
SBIRS Low would provide mid‑course tracking and discrimination
capability in conjunction with the ground based early warning radars
currently being upgraded and operated by US at Flying Dales Moor,
England, Thule Air Station, Greenland, Beale Air Force Base, California,
Cape Cod Air Force Station, Massachusetts and Clear Air Force Station,
Alaska. The system is expected to be completed in five years starting
2006.
Clinton’s
National Missile
Defence
Proposal
As a part of augmentation programme hardware
replacement would involve the replacement of computers, graphic displays,
communication equipment and radar receivers, while the software would
be rewritten to allow the acquisition, tracking and classification
of small objects near the horizon. There would be no change in power,
radar antenna patterns or operating frequencies.
Once the re‑entry vehicles have separated form the missiles,
the X‑Band Radar (XBR) would act as the primary fire control
radar guiding the interceptor to the target. Receiving cues from SBIRS
Low and, the early warning radars, it would employ a narrow radar
beam that can detect a typical warhead at a range of 4,000 km, and
is likely to detect a reduced‑signature target 2,000 km away.
At smaller distances, it is said to be capable of discriminating between
warheads, decoys and other debris. The first XBR site is stated to
be built at Shemya, Alaska and current plans are to build a total
of nine sites in a variety of locations around the world by 2015.
At this point the Ground‑Based Interceptor (GBI) would be launched.
The GBI is a fixed land based missile intended to approach an incoming
warhead outside the earth’s atmosphere and release its payload, the
Exo-atmospheric Kill Vehicle (EKV), which will steer itself to and
impact with its target. Although the EKV would be able to discriminate
between warheads, decoys and debris, it would receive mid‑flight
updates on the target from the ground based radar and satellite sensors
to increase the likelihood of a successful intercept. Initial plans
are to base twenty interceptors in Alaska (although not at the same
site as the XBR), but the system will ultimately consist of 250 interceptors
both at the Alaska site and at Grand Forks Air Force Base in North
Dakota.
Theatre High Altitude Area Defence (THAAD)
Next in the coverage
layer, is Theatre High Altitude Area Defence (THAAD). It will serve
as the tactical overlay between the space‑based strategic defences
and point defences for bases, airfields, command installations and
the like. Area defence, in contrast, is expected to protect larger
expanses; cities and host country populations.
Elements of the ground‑based Theatre High‑Altitude Area
Defence are hypervelocity impact missiles and their launchers, battle
management command-control‑communications (C3) and
ground‑ based radars. These missile launchers might be controlled
by a battle management C3 unit processing surveillance
data from THAAD radars on the ground, sensors in space and a variety
of external sources such as intelligence.
Launchers, sensors and C3 units need not be co‑located.
They can be many kilometres apart. Each element can be moved, as circumstances
change, without disturbing the interconnected network. Such elasticity
affords greater survivability for the batteries and optimum positioning
for operational effectiveness.
The US has been working on a number of other anti‑missile systems
as well. Most recently, the Tactical High Energy Laser; developed
in cooperation with Israel, successfully shot down its target in a
test on June 6, 2000. This system uses a deuterium fluoride chemical
laser to shoot down medium to short‑range missiles at a range
of up to 5 km.
Also employing directed energy technology is the US Airborne Laser,
a high energy, chemical oxygen iodine laser mounted on a modified
747-400F aircraft which will shoot down theatre ballistic missiles
in their boost phase while in friendly airspace, hundreds of miles
from the launch site. A test aircraft is currently under construction,
and a test against a Scud‑type missile is set for 2003. If all
goes as planned, a fleet of seven Airborne Lasers will be operated
by 2008.
There are several advantages to intercepting missiles during their
boost phase. At that time, a missile is a relatively large and vulnerable
target; it does not manoeuvre and its exhaust is very obvious to infrared
sensors. In addition, the destruction of the missile, with the attendant
dispersion of debris and hazardous substances, occurs over enemy territory.
As a result, the US is working on the other schemes to shoot down
missiles in the boost phase with the missiles either launched from
ships, manned aircraft or unmanned aerial vehicles. However, all these
ideas suffer from the same flaw –the weapon must be within range of
the launch site at the time of the launch to be effective. As a result,
either a fleet of these weapons would need to be on station continually,
all over the world, or advance warning of several hours or days would
be needed before an attack – an unreliable assumption on which to
base the nation's defence.
Indian Missile and Space Developments
Indian missile developments are the most
advanced in South Asia. They have been closely related to the Indian
space programme primarily focused on the development and production
of satellites, missiles, and space‑launch rockets. The first
Indian satellite was launched on a Soviet rocket in 1975. Four years
later, in 1979, India put a remote sensing satellite into space, also
on a Russian rocket. But by 1980, India was able to launch a 155 lb
Rohini spacecraft into low earth orbit on its own SLV‑3 space
launch vehicle.
India's second‑generation rocket, the Augmented Space Launch
Vehicle (ASLV), was successfully launched in 1992, putting a spacecraft
into a 450 km orbit. If the five‑stage solid‑fuel ASLV
were used as a ballistic missile, it is estimated that it would have
a range of 4,000 km. That is substantially more than India’s Agni
ballistic missile, which has a range of 2,500 km.
India had produced two short and medium range ballistic missiles,
the short‑range Prithvi that comes in 150 km and 250 km models
and the medium range Agni, a two stage solid and liquid fuelled missile
with a range of 2,500 km. Prithvi has undergone at least a dozen flight
tests in a highly successful development program and is being deployed
by the Indian Army against Pakistan.
The Agni program, which began in 1983, has recently enjoyed success.
The second flight in 1992 had a successful launch but encountered
difficulties on re-entry. The third flight test in 1994 was a complete
success and featured a manoeuvring warhead that splashed down on target
1,200 km out in the Bay of Bengal. The Agni can cover all of Pakistan
and reach deep into China with twice the throw weight needed to carry
a nuclear weapon, according to Indian sources.
Indian Inter‑Continental Range Missiles
India also is developing a series of space
launch vehicles that can easily be converted into intercontinental
ballistic missiles. India’s ASLV space‑launch vehicle program
led to more advanced Polar Satellite Launch Vehicle (PSLV) and Geo-synchronous
Satellite Launch Vehicle (GSLV) programmes. The four stage PSLV is
a heavy‑lift launch vehicle that puts India in the company of
US, Russia, China, France and Japan, as the nations that can launch
heavy satellites into orbit. PSLV has solid fuel first and third stages,
liquid fuel second and fourth stages, and six solid‑fuel strap‑on
boosters. The 66‑foot long first stage is one of the most powerful
solid rocket boosters in the world. In 1994, the PSLV successfully
launched a one‑ton earth observing satellite into orbit. On
March 21, 1996 the PSLV made its second successful launch placing
a 1,770 lb remote sensing satellite into a 900 km polar orbit. It
is estimated that if the PSLV were used as an intercontinental ballistic
missile (ICBM), it would be able to attain a range of at least 8,000
km.
The most advanced launch vehicle is the GSLV, which is an Ariane‑class
booster capable of putting a 5,500 lb satellite into geo-stationary
orbit. The GSLVI uses the PSLV first stage and four powerful boosters
derived from the PSLV second stage. It uses a single cryogenic rocket
engine bought from Russia as its upper stage. The British Centre for
Defence and International Security Studies estimates that if the GSLV
were used as a ballistic missile it would be a major ICBM, capable
of delivering a nuclear warhead up to 14,000 km. The first flight
of GSLV was successfully flight tested on April 18, 2001.
Nuclear Missiles: A Source of Power
In 1991, General Sundarji, the Indian Army
Chief of Staff, said that the “Gulf War emphasized once again that
nuclear weapons are the ultimate coin of power. In the final analysis
the US could go in because it had nuclear weapons and Iraq did not.”
India clearly sees nuclear weapons as a source of power and has made
a decision to maintain nuclear weapons and to develop ballistic missiles
of various ranges to deliver them.
Indian Satellite & Nuclear Technology
India now is producing and selling satellite
imagery on the world market. In 1992, Professor U. R. Rao, Chairman
of ISRO said that enormous opportunities were opening for Indian industry
to sell satellites, rocket engines and even space launch vehicles
for export. Mr. Rao noted that Indian’s version of France’s Viking
rocket engine compares with the best but costs much less. India could,
therefore, become a major source of ballistic missile technology and
components for countries trying to develop a long‑range missile
capability.
India whose current generation of imaging satellites can take pictures
of the earth with 5.8 metre resolution has recently obtained government’s
approval to build and launch a satellite (Cartosat) capable of taking
images with 1 metre resolution. It is expected to cost about 2.3 billion
rupees ($49.7 million). It will be launched by ISRO’s Polar Satellite
Launch Vehicle in 2003 or 2004. The spacecraft is expected to cost
less than its predecessor, Cartosat‑1 that costs around 2.5
billion rupees.
Expected to launch next year, Cartosat-1 will have two panchromatic
cameras for taking pictures with 2.5 metre spatial resolution. The
cameras will provide stereo imaging useful for creating terrain elevation
maps. Cartosat-1 also will carry a solid-state recorder for storing
payload data.
The camera optics for both satellites is being developed at ISRO’s
Laboratory for Electro‑Optic Systems in Bangalore. Some Cartosat‑2
camera technologies will be tested on India’s Technology Experimental
Satellite set to launch in 2001.
It would undoubtedly put India in a position where it would stand
not too far behind the US and Russia in satellite based reconnaissance
and intelligence gathering activities. Seeing these advancements along
with India’s recent deals with France and Russia for joint production
of nuclear submarines, submarine launched missiles and cruise missiles
leaves no doubt as to how India plans to enhance its capabilities
in space‑based warning, identification and tracking in the achievement
of its nuclear designs. India has expressed particular interest in
the Israeli Arrow-2 of the Russian S‑300. Recently, unconfirmed
reports have suggested that India may have entered into a covert arrangement
with Israel to obtain technology related to the Arrow-2.
Conclusion
India’s designs to be the dominating power
in the region resulted in the development and testing of its nuclear
device in 1974. The country has been pursuing a plan to develop an
indigenous capability to produce nuclear weapon systems complete with
delivery systems based on ballistic missiles deployed from land, air,
and sea.
India’s missile development programme is well‑supported and
augmented by its space programme, which has already demonstrated its
satellite launch capabilities into polar orbits (PSLV), and for geo-synchronous
orbit (GSLV). These launch vehicles could be easily converted to deliver
nuclear warheads to about 14,000 km. India has also demonstrated its
indigenous capability for communication and environment monitoring,
reconnaissance (pre-launch monitoring, as well as for early warning
(launch alert) satellites. Such systems are not only highly sophisticated
and expensive, and play a very important role in the command and control
of nuclear ballistic missile systems.
With INSAT series of communication satellites, and high-resolution
remote sensing systems, India is in a position to have a comprehensive
system to provide almost instantaneous warning of launch indications.
The fact that South Asian subcontinent is geographically compact has
significantly enhanced the scope for distributed deployment of ballistic
missiles from nuclear submarines.
The above situation has put Pakistan in a very difficult situation
with regard to its security and is being forced to divert its resources
to negate India’s offensive missile program. Fresh acquisitions of
the nuclear submarines and missiles has made the matter only worst.
1.
The
United Nations Disarmament Year Book,
Volume 23, 1998, New York 1999.
2.
Jane's
Defence Weekly, Volume
No. 14, April 4, 2001.
3.
“Delhi to integrate nuclear, defence & intelligence setups,”
Dawn, May
24, 2001.
4.
Tahir Mirza, “Pakistan, India need nuclear safety,” Dawn,
June 25, 2001.
5.
“India authorized to build Meter Imaging Satellite,” Space
News, October 30, 2000.
6.
Dr. K. Kasturirangan, “Space Programme – India forges ahead,”
<http://pib.nic.in/feature/fjan200
I /‑J an2OO I X1 00 120011. html>
9.
“Emerging nuclear paradigm in
South Asia,”
Factfile, No. 2.
<http://www.ipripak.org>
10.
John Pike
and Peter Voth, “Current Plans for Missile Defence,” Disarmament
Forum, No. 1, 200l.
11.
Stephen W. Young, “Pushing the Limits‑The decision on
National Missile Defence,” Coalition to Reduce Nuclear Danger,
Council for a Livable World Education Fund, July 2000.
12.
Toward
True Security ‑ A US Nuclear Posture for the Next Decade,
Centre for Defense Information,
Federation of American Scientists, National Resources Defense Council,
Union of Concerned Scientists, June 2001.
Logic
of No First Use of Nuclear Weapons
Lieutenant General (Retired) Kamal Matinuddin
Introduction
It
is now over two years since India and Pakistan became de‑facto
nuclear powers. It is encouraging to note that in the last 30 months
they have both shown a great deal of maturity and responsibility in
managing the genie, which they let out of the bottle in May 1998.
They have now even agreed to find a peaceful solution to their disputes
and try to normalize their relations.
India
and Pakistan have taken steps to manage their newly acquired nuclear
fangs, at the same time avoiding the creation of a balance of terror
in the subcontinent. Neither New Delhi nor Islamabad has a jittery
finger on the nuclear button. Neither of them has been bracketed with
the so‑called rogue states. They have engaged in workshops on
Nuclear Risk Reduction Measures, in which participants from all the
countries of South Asia have taken part with the aim to achieve clarity
in Nuclear Command and Control.
Even
when they had lifted their nuclear veils and exposed to the world
their nuclear faces they had mutually agreed not to attack each other
nuclear facilities. They exchanged the list, of their nuclear installations.
After Pokhran II and Chagai they decided on a unilateral moratorium
on nuclear testing. Both have agreed in principle on signing the CTBT
after they have build up the required consensus (read, after they
have obtained a good bargain). Both have worked out a nuclear doctrine.
Pakistan has also established a Nuclear Regulatory Authority and has
proposed a Strategic Restraint Regime. Both realize the necessity
of a nuclear dialogue to see that an accidental or un‑authorised
nuclear weapons exchange does not take place.
While
there are many nuclear related issues between India and Pakistan on
which there is convergence they are also some on which they differ.
One of them is the No First Use (NFU) policy.
In
this paper it will be argued that the policy of NFU or that of a First
Use Doctrine depends on factors, which vary from country to country
and region to region. NFU cannot be universalised nor can there be
an international treaty on NFU. An effort will be made to prove that
Pakistan has some genuine reasons for not agreeing to a policy of
NFU by explaining its logic. Both, a statistical and a theoretical
model, have been used to explain the reasons for a country adopting
a certain course of action with regards to its policy on the use of
nuclear weapons.
Nations
build up their armed forces because of fear or ambition. Militarily
weak states will avoid entering into any agreement, which will limit
their use of all the weapons at their disposal. Perceived threats
to their security compel them to keep open all the alternatives. When
the weaker state evaluates the security environment it takes into
account not only the use of nuclear weapons against it but also the
possibility of a conventional attack, which it may find difficult
to halt by conventional means. Militarily more powerful nations have
their Achilles heals, which has an impact on the nuclear policy they
decide to adopt.
The
Paper highlights the important events on the road to a NFU policy
and the first use doctrine. The purpose is to compare the security
environment between India and Pakistan and bring out the factors highlighting
why the two newly emerged nuclear powers have differed on the NFU
policy. It will be seen that each country has its own compulsions
and takes decisions in keeping with its own special strategic considerations.
The
paper concludes with a set of options, suggestions and recommendations.
US
Policy
The
doctrine of First Use of nuclear weapons was adopted by the US during
the Cold War, when Washington realized that Moscow had a superiority
in conventional weapons. There was a danger that the Warsaw Pact countries,
because of the conventional weapons superiority they possessed over
NATO nations, would be able to overrun some areas of Western Europe,
before being stopped in the tracks. It was then believed that the
only way to prevent the Soviet Union and its client states from adopting
an adventurous course was to let them know that US would not hesitate
in using the nuclear weapon first.
In
the 1950s President Eisenhower and his Secretary of State, John Foster
Dulles, adopted a first use of nuclear weapons policy. The US had
then announced that “if the Soviet Union even puts a foot across the
East‑West frontier in Europe, a massive American nuclear attack
would be the response.” National Security Council (NSC) 68 of April 1950 stated
that “a declaration of no first use, when the country is, relatively
unprepared in conventional forces would be interpreted by the USSR
as an admission of great weakness and by our allies as a clear indication
that we intend to abandon them.”
Washington
had not accepted a Soviet no first use proposal in 1982 as it would
have given Moscow greater advantage because of the preponderance of
conventional weapons in the hands of the Soviets. Today, a debate
is presently going on in US on the question of adopting a NFU policy
or continuing with the first use doctrine. Those opposed to the NFU
argue, “it is foolish to give our adversaries such military or strategic
assurances.” According to them “if Washington was to endorse no first
use and mean it, it would then be clearly at a disadvantage.”
There
are voices in the US, which say “No to Nuclear War.” They are against
the US policy of responding to a conventional attack by Russia with
tactical nuclear weapons. Those in favour of a no first use argue,
“it is the only morally and politically defensible posture and that
such a policy would allow the US almost immediately to dismantle much
of its nuclear arsenal. In any case there would be no need to strengthen
it.” Robert Mc Namara, in a recent interview, now believes that “first
use of nuclear weapons against a nuclear opponent would be suicidal.”
Advocates
of no first use of nuclear weapons in the US like Mc George Bundy,
William Crowe and Sidney Drell maintain “that there is no vital interest
of the US, except the deterrence of further nuclear attack, that cannot
be met by prudent conventional forces. There is no visible case where
the US could be forced to chose between defeat and the first use of
nuclear weapons.” To ensure its security US is even prepared to use
nuclear weapons against non nuclear weapon states.
The
important points to note in these views of the American strategic
thinkers is that:
a.
Vital interest of US will not be threatened if Russia advances
its forces into Central Europe.
b.
US will not be faced with total defeat if it does not carry
out a nuclear strike first and,
c.
NATO is now conventionally strong enough to withstand a conventional
attack from Russia.
Secretary
of State Collin Powel is reported to have said that the US has never
ruled out using nuclear weapons against a nuclear-armed enemy.
The Nuclear Posture Review envisages a nuclear strike
on a rogue state as well.
British
Policy
Britain
advocates a policy of sub‑strategic strike. By which is meant
that limited and highly selective use of nuclear weapons that will
fall short of a strategic strike. But with sufficient level of violence
to convince an aggressor, who had miscalculated on Britain’s resolve
and attacked Britain, that he should halt his aggression and withdraw
or face the devastating strategic strike.
Field
Marshal Montgommery was also initially prone to use nuclear weapons
even if it was to shatter a conventional attack. However, later when
the Soviets had demonstrated its ability to reach out far beyond its
borders he questioned the first use doctrine. He reportedly then said
“in the event of a minor Russian aggression with conventional forces
it was realistic to expect the West would use its nuclear deterrent
as weapons against the cities of Russia and receive in return Russian
retaliation, which would put the United Kingdom and US out of business.”
He termed such a policy as amounting to committing suicide.
NATO’s Policy
Since
its very inception NATO was prepared to be the first to use nuclear
weapons. After all, its mentor the US did do so, that also against
a non nuclear state in order to save American lives in World War II.
In December 1954 NATO integrated tactical nuclear weapons in its defensive
strategy, which meant that the Alliance was ready to use nuclear weapons
against even a conventional attack.
What
was the security environment, which called for such a drastic measure
in the 50s. The animosity between the two super powers was at its
height. The Soviet Union had not yet developed ICBM and the US was
not under threat from the Soviet nuclear tipped missiles. Moscow had
much larger conventional forces in Europe than those of the Allied
nations.
In
December 1967 NATO, changed it strategy somewhat and adopted the flexible
response theory according to which NATO forces would respond to an
attack in proportion to the forces used by the Soviet Union. However,
it retained the option to use nuclear weapons first if it was unable
to stop the advance of Soviet conventional forces.
While
several attempts have been made by various countries in Europe and
even by Canada to amend NATO’s strategic concept of first use and
to adopt a no first use policy, the US continued to emphasize that
there was no need to carry out a review of NATO’s nuclear strategy.
Madeleine Albright continued to maintain that the Alliance had the
right nuclear strategy. The new NATO strategic concept, adopted at
the Washington Summit in 1999 did not adopt a NFU policy. It did,
however, accept that with the radical changes in the security situation
including reduced conventional forces in Europe and increased reaction
times NATO’s ability to defuse a crisis through diplomatic and other
means has significantly improved. As a result the circumstances in
which nuclear weapons might be used by the Alliance are extremely
remote.”
The
case of revising NATO’s strategy of first use is based on the fact
that the Alliance now enjoys greater conventional superiority over
the Russians.
Soviet Policy
The
Soviet Union had initially adopted a formulation according to which
Moscow would use its nuclear weapons only if the very existence of
the Soviet Union was threatened. However, the National Security Concept
signed by President Boris Yeltsin on December 17, 1997 was altered
by new National Security Concept published on January 14, 2000 and
signed by President Vladimir Putin differs from the former one substantially.
Russia
is now “prepared to use all forces and means at its disposal including
nuclear weapons in case it needs to repel an armed aggression, if
all other means of resolving the crisis situation have been exhausted
or proved ineffective.” In other words, nuclear weapons can be used by Russia
even if it is not facing total defeat.
Colonel
General Valeriy Manilov, first Deputy Chief of the Russian General
Staff, reportedly stated that Russia abandoned the NFU policy of nuclear
weapons in 1993. Russia changed its policy because of NATO’s eastward
enlargement, expansion of its sphere of influence and deploying its
troops on the territory of other countries without the appropriate
sanctions from the UNSC. The change has also occurred because Russian
conventional forces are no longer as strong as they were in the Cold
War era. The bombing of Kosovo by US led forces without the sanction
of the UNSC was perhaps another reason for the Russians to have a
re‑look at its nuclear policy. The giving up of what had amounted
to a NFU policy by Russia is meant to dissuade NATO from using force
against Russia.
In
the summer 1999 manoeuvres the Russian armed forces painted a picture
that the Russian army was unable to hold an important enclave against
a major conventional attack by the enemy. To avoid further set back
the defending elements of the Russian forces taking part in the exercise
used nuclear weapons selectively and was not afraid of escalation.
Nuclear weapons in this exercise were used to ‘de‑escalate’
the conflict say Russian military analysts.
Mikhail
Gorbachev, while approving Russia’s new military doctrine, however,
objects to the nuclear first use provision. His contention rests on
the fact that on the one hand Russia is looking for ways and means
for cooperation in slowing down the arms race and providing security
and on the other it is using a threat that we will use nuclear weapons
first if need be.
China’s Policy
China
was the first nuclear weapon state to declare a NFU policy.
It did so immediately on detonating its first nuclear device on
October 16, 1964. It is the only recognised nuclear power to continue
to follow this policy. It believes that nuclear weapons are not to
be used and have mainly a political value. Beijing believes in a minimal
use of force and feels that a no first use declaration diminishes
the value of nuclear weapons as a currency of power.
Liu
Huaqiu, a Chinese scholar at the Henry Stimson Center, advocates a
universal treaty for no first use of nuclear weapons. He also points
out problems in the implementation of the policy which according to
him could be of the nature of verification, early warning and cheating.
China initiated the Draft Treaty on NFU of Nuclear Weapons in January
1994, which was circulated to the US, Russia, Britain and France.
They, however, did not respond to the Chinese draft. According to
Liu, Russia and China did issue a joint statement pledging no first
use of nuclear weapons against each other. But if all nuclear powers
agree and faithfully implement not to use nuclear weapons first then
why have nuclear weapons at all.
China
can follow a NFU policy as it is protected by the mighty Himalayas
against India, the wide Pacific against the US, the strategic depth
against Russia. These geographical features give it enough space to
absorb a conventional attack. The peoples war concept also gives it
that inherent strength to beat back an aggressor with conventional
weapons.
One
of the reasons why China has and is continuing to adhere to a NFU
policy is because it is presently focusing on economic development
and it needs a peaceful international environment. According to the
Chinese scholar “China is making all efforts to avoid war and nuclear
war in particular.” A no first use in a step in that direction.
International
Court of Justice (ICJ) Ruling
The
ICJ gave a ruling in July 1996 that
“the use of or threatened use of nuclear weapons is illegal in all
but one possible circumstance: a threat to the very existence of the
state.”
If
nations much stronger than Pakistan retain the right to use nuclear
weapons first against another nuclear power when confronted with a
hostile neighbour, there is no reason for Pakistan, which is militarily
weaker than India, not to adopt a similar policy.
Nature
of Deterrence
Nuclear
deterrence has both a physical and a psychological content. The physical
requirement is to have such nuclear forces, which if used would cause
unacceptable damage to the enemy. The psychological content implies
that there should be a willingness and the determination to use it
when necessary.
Henry Kissinger rightfully maintains that deterrence will only be
effective if the opposition is certain that its adversary will not
hesitate to use nuclear weapons. He maintains, “a deterrent, which
one is afraid to implement when challenged, ceases to be a deterrent.” It is only when the enemy is afraid that his opponent
could be the first to strike that deterrence will be achieved.
Micheal
Krepon, Chairman of the Henry Stimson Centre in Washington believes
that “nations may not always be deterred by the enemy’s nuclear weapons
and close calls can lead to a nuclear conflict.” Conventional close calls can be prevented if a first use
doctrine is in place as the risk of a nuclear conflict will prevent
a situation from getting out of hand.
Core
Deterrence implies deterring the use of nuclear weapons against nuclear
weapons alone but policies regarding use of nuclear devices for purposes
other than a pre‑emptive strike is also a part of a nation’s
nuclear policy, which can be subjected to alterations from time to
time. Deterrence is not a static phenomenon. In fact nuclear policies
must change as new weapon systems are developed and new counter measures
are needed to maintain the nuclear deterrent. Introduction of Anti‑Ballistic
Missiles, production of tactical nuclear weapons and the development
of ammunition demolition munitions and suit case bombs require a change
in the nuclear policy by a weaker nation.
It
is the threat of total annihilation of armies on, the battlefield
and population centres outside the war zone that creates the deterrence.
NFU of nuclear weapons commitment takes away that deterrence.
Elements of
Deterrence
Nuclear
deterrence is governed by the two elements of risk and stake If the risk of a first strike by the opponent is removed,
then an aggressor can use conventional forces to achieve his political
objective, as the damage would be acceptable. If, however, the risk
of a first strike by the enemy exists then the risk of initiating
even a conventional attack will not be taken whatever the stake.
Both
capability and credibility form a part of nuclear deterrence. It is
said that the lesser the capability the more there is a need of credibility.
The willingness to use nuclear weapons when needed is an important
element of nuclear deterrence. It is only when the possibility of
mutually assured destruction exists that deterrence in all probability
will prevent an all out war.
Types
of Deterrence
Deterrence
can be offensive or defensive in nature. Those nations following an
offensive deterrence policy require a sophisticated nuclear regime.
IRBMs, ICBMs and ABMs are needed to support such a policy. Countries
which opt for an offensive nuclear doctrine can announce a NFU policy
as they have little to fear from a militarily weaker country. Those
nations which due to limited resources, or as a deliberate policy
adopt a defensive nuclear policy will, in all probability, depend
on the threat of not hesitating to use the nuclear weapon first. Minimum
nuclear deterrence will usually be accompanied by a first use doctrine.
Security
Models of India and Pakistan
Security
Policy is based on border geography, historical perspective, political
aims and objectives, military balance between potential adversaries.
Since
the security models of India and Pakistan differ, their policy on
the use of nuclear weapons also differs. India’s security model is
based on extending its perimeter of security much beyond its geographical
boundaries. It has acquired the military‑capability of defending
its frontiers with conventional weapons alone and using its nuclear
fangs to threaten its neighbours to fall in line. It does not have
to depend on the use of its nuclear weapons to protect its territory.
The nuclear weapons, are more for building the image of a major power,
which cannot be ignored in international fora.
Pakistan’s
security model is based on its perception that India will continue
to deny it solution of the Kashmir issue, which Pakistan will attempt
to solve by all means possible short of an all out war. It also believes
that given an opportunity India will not hesitate to dismember Pakistan
again.
India’s
No First Use Declaration
India did
offer a NFU on October 15, 1996, which it has repeated in its Draft
Nuclear Doctrine of 2000. However, this offer should be viewed in the following
context:
a.
Conscious of the fact that it was India who was first to introduce
nuclear weapons in the subcontinent.
b.
Realizing that it was they (India) who slammed the nuclear
non-proliferation regime in South Asia.
c.
Having acquired the capability of invulnerability of nuclear
devices by planning to have a triad of nuclear capability, including
SLBMs.
d.
Determined to target areas well beyond its international frontiers.
e.
Being geographically so placed so as to ward off a conventional
attack much before the enemy reaches its vital areas.
f.
Possessing conventional and nuclear preponderance over its
adversary.
g.
Willing to increase its defence budget by leaps and bounds
each year.
h.
After refusing a proposal of Nuclear Weapon Free Zone.
i.
Having rejected a No War Pact offer by Pakistan.
India
wants to take the high road and achieve the high moral ground by declaring
a NFU Policy.
Even
while training his army in nuclear conditions, Indian COAS, General
Sunderajan Padhmanabhan did mention that the army was practising a
riposte to a nuclear strike. But when military thinkers like K M Paniker
believe that active assertion of rights, if necessary through force
of arms, should be India's policy then the logic of NFU by India attains
a different connotation.
Logic of NFU
The
logic of NFU means total reliance on conventional weapons to respond
to a conventional attack by the enemy. A country following a NFU policy
is depending on conventional deterrence rather than core nuclear deterrence
for its territorial integrity. NFU has indeed a great appeal but does
not make strategic sense in all cases. It must take into account the
conventional and nuclear imbalance between nuclear powers. It should
keep in mind the historical adversarial relationship between the states
concerned. It cannot overlook the mindset of the peoples of the two
countries involved. It should also be mindful of the opportunities
and challenges offered in a changing environment. The presence or
absence of a collective security system will also influence the decision
to carry out a nuclear strike first or wait for the enemy to break
the nuclear taboo.
A
NFU doctrine retains the option of seeking a political objective by
conventional military means. NFU does not prevent the upgrading and
increase of existing nuclear arsenals. It does not preclude revitalizing
and enlarging conventional forces. It is not a step towards disarmament
and arms control. There is no UNSC resolutions which would severely
punish a violator of a no first use policy nation. Will the US take
an immediate action against India if it violated its pledge not to
use nuclear weapons?
Logic
of NFU would be meaningful if it is accompanied by non‑weaponisation,
non‑deployment and non‑targeting. It will be acceptable
if the defence expenditure is not increased day in and day out. It
will create no suspicion if anti-ballistic missiles are not introduced
in the region. NFU should be backed with evidence of good faith. The
Shiv Sena reality in India and the religious extremists in Pakistan
reduce the significance of the no first use declaration.
But
when the defence budget is increased manifold each year. When India
seeks the Arrow anti-ballistic missile system from Israel and supports
the US National Missile Defence (NMD). When Amitabh Mattoo of the
prestigious Jawahar Lal Nehru University believes that India has a
role even beyond South Asia, then suspicions arise whether India is
sincere in implementing its no first use policy.
If
no first use declaration is accompanied with more and more production
of fissile material, ever increasing stock piles of nuclear weapons.
Enlarging the ranges of missiles, adding the lethality of atomic devices
and working towards a nuclear missile defence programme then the intentions
of not being the first to use nuclear weapons despite the declaration
of NFU becomes suspicious.
Jaswant
Singh is on record to have said that India has not foreclosed not
foregone its rights to conduct further nuclear tests. India according
to him cannot disregard the security scenario. The same logic applies
to Pakistan in not accepting a NFU policy.
Carol
Khan of the Hudson Institute in her article Thinking About Nuclear
Morality brings out the facts that a NFU policy, no matter how
well designed, will not by itself change the military balance, will
not relieve the need for a first rate nuclear capability and will
not reliably preclude the use of nuclear weapons. It will not eliminate
the risk of unlimited escalation. It will not significantly reduce
defence budgets. “NFU is not a panacea for American and NATO
defence problems” says Carol with some justification. Neither
it is a panacea in the Indo Pakistan context.
Prime
Minister Atal Bihari Vajpayee did say immediately after the nuclear
test in May 1998 that “India does not intend to use these weapons
for aggression or for mounting threats against any country.” But a day later his home minister L K Advani gave a warning
to Pakistan that it must realize that the strategic environment has
changed as India had become a de‑facto nuclear power and Pakistan
must now vacate what India refers to as Pakistan Occupied Kashmir.
Bharat
Kannard, however, calls NFU a hoax. He is not far wrong when he says
that it is one of those restrictions which countries are willing to
abide by except in war. Experience shows that nations do not regard
all agreements as sacrosanct for all times to come. General Vasantha
Raghavan does not want to rely too much on agreements made by Pakistan
specially what happened after the Lahore Declaration. Pakistan too
has been bitten several times when India went back on agreements made
by Indian leaders on vital security issues. President Bush is presently
changing the rules of the game as far as the ABM Treaty is concerned
as according to him USA’s security is threatened as rogue states are
acquiring long range missiles. Russia has modified its nuclear policy
because there have been certain developments on its borders, which
they believe to be harmful to their security. Russia though a member
of the Nuclear Suppliers Group which forbids the supply of nuclear
materials for nuclear plants outside IAEA safeguards, did send nuclear
fuel to India for their indigenously design nuclear plants.
To
be effective and taken seriously a no first use declaration should
have international guarantees, without which it loses its
credibility.
Herman
Khan maintains that NFU increases the chances of conventional attacks,
subversion and Low intensity conflicts. By renouncing the use of all
the forces at its disposal a militarily weaker nation is not in a
position to avoid submitting to demands for compromises and concessions.
“It is a pre‑emptive to surrender” opines some nuclear analysts
with some justification.
If
the objective of no first use is to avoid a nuclear exchange accidentally
or unintentionally then it can be achieved by having virtual nuclear
arsenals. By separating the components of nuclear weapons unintentional
trigger happy leaders can be prevented from launching nuclear strike
at the least provocation. Jonathen Schell of RAND Corporation recommends
a delay of 6 weeks between the decision to launch a weapon and its
final step.
Types
of NFU
Unilateral NFU Policy.
This
does not create a peaceful environment, as the fear of it being used
by the opponent still exists.
Bilateral
NFU Policy. This will help in eliminating
the balance of terror to some extent provided the nations concerned
trust each other and the cause of mistrust and suspicion have been
removed.
Regional
NFU Policy. This will indeed go along
way in reducing the possibility of a nuclear exchange between hostile
neighbours.
Universal
Treaty of NFU. This will indeed be a
great step forward towards nuclear disarmament and non proliferation
as it will down grade the significance of nuclear weapons. But that
stage is today a pipe dream as none of the recognised nuclear powers
except China are prepared to adopt a no first use policy.
NFU
can be limited to NFU outside ones territory, thus
keeping the option of using nuclear weapons within ones territory
to break up a massive invasion of enemy forces which the defender
has not been able to halt by conventional means.
The growing conventional military imbalance in favour of India; the
ever increasing ranges of India’s nuclear capable ballistic missiles;
the invulnerability of India’s nuclear weapons and their delivery
means due to the strategic depth available to India; the frustration
of not being able to suppress the freedom movement in Kashmir; the
viability of the limited war concept by India’s new COAS; the preparations
for a nuclear war during Exercise Purnarn Vijaya; the rise of Hindu
fundamentalism; the unstable political situation in Pakistan; the
economic difficulties Islamabad is facing and the perceived impression
that Pakistan stands isolated, are some of the reasons, which may
tempt extremists and hardliners in India to put pressure on their
government to seize, God forbid, a second opportunity of a life time
to dismember Pakistan again.
This
is the thinking behind Pakistan’s policy of the first use doctrine.
Logic
of First Use Doctrine
Nuclear
self restraint is indeed essential. Nuclear risk reduction measures
should be discussed and agreed upon. But when a country has exhausted
all other means of preventing a total collapse the use of the weapon
of last resort may become necessary. The nuclear weapon is a trump
card for the weaker nation. Why throw it away by declaring that it
will not be the first to use it.
First
use doctrine does not automatically imply that the country adopting
such a policy will be the first to use the nuclear weapon. But what
it does imply is that it retains the right to do so and that it is
determined to use all weapons at its disposal, including nuclear weapons,
to defend its sovereignty, independence, and territorial integrity.
The
first use doctrine is linked with the nuclear threshold. The lower
the nuclear threshold the greater the chances of using the nuclear
weapon first and in the early stages of the battle. The first use
doctrine gets greater importance if a country has the ability to carry
out a graduated response to an aggression. If tactical nuclear weapons
are available the chances of first use increases.
By
declaring a first use doctrine the country so doing is emphasising
the fact that a political rather than a military solution of dispute
should be preferred. “Make a show of force in order not to use it”
is how Andre Beaufre describes the policy of first use doctrine.
Carl
Von Weizaecker has rightly said “Bombs fulfil their purpose if they
never fall. But if every one is told that they will never fall they
do not fulfil that purpose.” Kissinger has the same view. According
to him, “A deterrent, which one is afraid to implement when challenged,
ceases to be a deterrent. It is only when the enemy is afraid that
his opponent will be the first to strike that nuclear deterrent is
achieved.” Micheal Krepon of Henry Stimson Center is correct when
he says that “the nuclear equation is not a settled one.” Hence the
option of first use should be retained by a militarily weaker nation.
An
all out war can only be prevented in a nuclear environment if both
are prepared to be the first to use nuclear weapons. It is only when
the enemy knows that his opponent is prepared to gamble away all his
assets at the throw of a dice that he will be cautious not to take
him on.
Thought
must also be given to the possibility of an enemy using chemical and
biological weapons. Should a county then be morally
justified in being the first to use nuclear weapons. While signing
the African Nuclear Weapon Free Zone (ANFWZ) Treaty, the US did make
it clear that the US signature did not limit options available to
it in response to an attack by an ANWFZ party using weapons of mass
destruction.
For
a nation, which does not have sophisticated means of intelligence
gathering, it becomes difficult to find out if an enemy country is
making preparations for a nuclear strike. In such cases the logic
of NFU puts the weaker nation at great risk. Pakistan does not have
the capability of keeping a close watch on India’s nuclear movement.
More so because of the size and depth of its potential adversary.
Modem
nations will not ride into the valley of death willingly, as it was
done by the six hundred at Balaclava. But at the same time they would
do so if their very existence is at stake. In his 60 minutes interview,
in October 2000, General Parvez Musharraf, in response to a question
as to when he would use the nuclear weapon said “I would never like
to use it first. But if you ask me a direct question when would I
use them, the answer would be, if Pakistan’s security gets jeopardized,
then only one would like to think of it.” He is also reported to have
assured the international community that Pakistan does not want a
nuclear arms race and is committed to a policy of responsibility and
restraint.
Accepting
a NFU Policy means relinquishing the nuclear deterrence, says Dr Riffat
Hussain with justification. The enemy must never know when and where
nuclear weapons will be used. Then only deterrence will be effective.
A first use doctrine can ensure stability provided a major crisis
does not occur. It, however, does increase the risk of an unintentional
or accidental use of nuclear weapons as the state of alertness is
greater in the case of a first use doctrine. Dr Riffat’s perception
that first use of nuclear weapon will be without central authority
cannot be accepted universally. First use could be only under pressure,
as the decision to do so would be taken when all other means to safeguard
the country’s national independence have failed but it does not mean
that it will invariably be used when the command of nuclear weapons
is no longer in the hands of the supreme authority.
If
the first strike is intended to destroy nuclear opponent’s capability
of using its nuclear weapons then it is doubtful if they could avoid
a nuclear exchange. During the Cuban missile crisis, US Generals responsible
for planning nuclear strikes could not guarantee
that they would be able to take out all of Cuban missiles. The US
in Desert Storm could not destroy all of Iraq’s missile capability
despite a preponderance of conventional superiority possessed by the
US led forces against Iraq.
Ejaz
Haider who rights on nuclear issues frequently in the Friday Times,
cynically but rightfully observes the “craziness is the essence of
deterrence, ‘…Be khatar kood para atish‑Namrood main ishq.(Passion
jumped fearlessly into the fire of Nimrod)
Does
first use doctrine deter a conventional attack? It may not do so totally
as the opponent may even then decide to take the risk as in all probability
the enemy would not unleash its nuclear weapons the moment its national
frontiers are crossed. Low intensity conflicts could, therefore, still
be possible though the aggressor would be careful not to test his
opponents determination to use all the weapons at his disposal at
any time after an aggression has taken place.
Does
first use amount to suicide? Not necessarily there could be a graduated
use of nuclear weapons even if the opponent is the first to use it.
The conflict can be terminated before the two have totally destroyed
each other. Nuclear weapons can help in the termination of a conflict.
Impact of the Number and Quality
on Policy Options
It
is often said that numbers of nuclear weapons held do not matter in
a nuclear environment as even one invulnerable hydrogen bomb is enough
to deter the enemy from using his nuclear weapon. This is indeed true
but it does influence the decision to use nuclear weapons first or
follow a NFU policy. The greater the number of nuclear weapons held
and the more safe they are from being detected and destroyed, the
greater the possibility of the country demonstrating its maturity
by announcing that it will not be the first to use the atomic devices.
When a nation acquires the capability of submarine launched nuclear
tipped ballistic missiles from nuclear powered submarines, it feels
that it can survive a first strike by the enemy and be in a position
to retaliate with nuclear weapons.
If
a nation possesses very accurate means of delivery systems like the
Cruise missile, it may opt for the first use in the hope of destroying
the enemy’s nuclear weapons. The acquisition of reliable anti‑ballistic
missiles can also give confidence to the enemy of destroying in-coming
missiles hence the need for a first strike may not be necessary.
Since
Pakistan cannot sustain an arms race with India, it cannot hope to
keep the conventional imbalance within tolerable limits hence it will
continue to rely on the use of nuclear weapons for its security and,
therefore, will not commit itself to a NFU policy.
What
is Needed for the First Use Policy
·
It should be capable of penetrating
a nuclear missile defence shield.
·
It should be capable of destroying
enemy nuclear weapons and delivery means.
·
Intelligence about enemy nuclear
weapons and delivery means should be up to date and accurate.
·
A very high accuracy of nuclear weapons
delivery systems has to be assured if the object of the first use
is to destroy all of the enemy nuclear weapons.
Advantages/Disadvantages
of Various Options
Policy
of NFU of Nuclear Weapons
Advantages
·
This would place the nuclear power
on a higher moral pedestal.
·
It will reduce the risk of a nuclear
conflagration.
·
Nuclear weapons lose much of their
significance as its role in the defence of the country is de‑emphasised.
·
Since it gives a defensive orientation
to a nuclear conflict, the size of the nuclear arsenal could be relatively
smaller than the adversary.
·
It can indirectly have a positive
impact on non‑proliferation of nuclear weapons as a universal
treaty on NFU could discourage countries to produce nuclear weapons.
·
It helps, to some extent, in easing
the tension prevailing in a hostile environment.
Disadvantages
·
Reduces the impact of a pre‑emptive
counter force nuclear strike.
·
The country is vulnerable to a conventionally
superior force.
·
It amounts to a total dependence
on conventional forces to respond to a conventional attack.
·
Second Strike capability can be eliminated
by the enemy carrying out a First Strike.
·
The danger of “use them or
lose them” is ever present.
·
Verification of the enemy preparing
to use nuclear weapons first is difficult.
·
It does not take into account the
possibility of cheating when there is an environment of mistrust and
suspicion between historical adversaries. When assessing the actions
of an enemy, the intentions and capabilities have also to be taken
into account. As intentions can change overnight.
·
Will it be possible to know as to
who used it first if the retaliation is a Launch on Warning (LOW)
policy by the enemy?
·
The reaction of the international
community and how harsh will be the punitive actions against a first
use country is not known.
·
Requires nuclear sufficiency by both
sides to be effective.
·
There are some who believe in the
maxim “better red than dead.” They may not pick up the courage to
press the nuclear button even if faced with total defeat.
·
It takes away the flexibility of
a graduated nuclear response, as a reciprocal strike would generally
depend on the first strike of the enemy, which could be at the highest
level to begin with.
·
NFU does not give one nuclear strategic
stability as that is achieved only when there is no incentive to carryout
a nuclear strike.
NFU must have the support of the majority of the population. It will
be a hard sell in
Pakistan if the core issue of Kashmir
is not settled to the satisfaction of the parties concerned.
Limited
NFU Policy.
Not using nuclear weapons against non nuclear states. All recognised
and non-recognised, but defacto, nuclear powers agree on this policy.
Un‑conditional
First Use Policy Against Other Nuclear Weapon States
Advantages
·
Creates an element of uncertainty
in the minds of the potential aggressor, which plays and essential
role in deterring the enemy.
·
Restores a military balance for a
weaker conventional force.
·
Helps in maintaining a credible nuclear
deterrent, as the enemy would be very reluctant to start even a conventional
war against a country, which is prepared to commit Hara Kiri.
·
Gives an opportunity to an aggressor
to carry out a pre-emptive nuclear strike against a nuclear armed
adversary.
·
Limited nuclear war theory can be
implemented. Advocates of a limited war concept believe that a nation
can survive a limited nuclear strike and such a policy does not mean
the arrival of a dooms day or what they refer to as “extinction scenario”
nor the end of a country’s very existence. What is, however, not taken
into account is the fact that wars have their own momentum and cannot
be stopped by merely pushing a few buttons.
·
Can bring the war to a speedy end.
·
Can make do with an affordable or
reduced defence budget, as a race in conventional weapons does not
become indispensable for national security.
Disadvantage
·
Morally indefensible.
·
Increases the danger of an unintentional
or accidental nuclear exchange. Places the nation at a great risk
of severe international punitive action.
Limited First Use Policy.
It is restricted to a pre‑emptive
attack on enemy’s nuclear arsenals.
Advantages
·
Morally acceptable.
·
Possibility of preventing a retaliatory
nuclear strike.
Disadvantages
·
Will unleash a nuclear exchange,
which will be disastrous for both countries.
·
Will need accurate and up to date
information about enemy’s nuclear stockpiles, their vulnerability
and location of their delivery means, which will not be possible specially
in the India‑ Pakistan context.
First
Use Policy to End the Conflict
·
Morally defensible.
·
Prevents total defeat.
Recommendations
·
India and Pakistan must renounce
war as an instrument of foreign policy.
·
No War Pact, Non Aggression Pact,
Treaty of Peace and Friendship should be sincerely examined.
·
Settlements of disputes will help
in the: -
.
Creation of a peaceful environment.
- Retention
of the right to use nuclear weapons first but in extremely remote
circumstances.
·
Follow a policy of weapon of last
resort but of calculated ambiguity.
·
Pakistan should not be the first
to use nuclear weapons but it should not rule out that possibility
altogether.
·
Both countries must institutionalise
the dialogue on nuclear risk reduction measures.
NFU
is a goal, which all nuclear powers must pursue but they must also
apply their minds with all sincerity towards settling their disputes
peacefully. Unless that is achieved nations will find ways and means
of violating or amending treaties and agreements in order to promote
their national interests.
It
is not the NFU policy, therefore, which will prevent a war but the
peaceful solution of existing disputes. An overall military balance
is necessary to avoid a major conflict.
Avoidance
of war should remain the chief purpose of the India‑Pakistan
dialogue on nuclear risk reduction measures but it should not be the
only purpose. Genuine peace and efforts to achieve that should also
be part of our discussions. Hylke Tromp, editor of UNESCO Year
Book, rightfully maintains that peace can only be assured when no
body sees war as realistic alternative to peace.
Nuclear
deterrence is not a simple affair, it has many un‑predictable
variables. Weapons, opponent’s mind set, risk and stakes, cost and
benefit ratio. It is not a law of physics, which will always be true
whatever the circumstances.
Border
geography has much to do with the decision to use nuclear weapons
first or follow a NFU policy. A country, which has considerable depth
and can absorb a major conventional attack without the enemy reaching
its vital areas can follow NFU policy. On the contrary, a country
which has little depth and its main communication network, population
centres and industrial might lies very close to the international
frontier cannot afford to wait before using its nuclear weapon. More
so if the border geography is devoid of natural obstacles and favours
the movement of large military offensive formations.
Now
that India and Pakistan are both de‑facto nuclear powers, they
must realize the deadly arena into which they have entered. A small
slip, a misjudgement of events, a hasty decision based on erroneous
information or a display of temper could result in a situation where
there would be no winners, only losers. Not only would cities vanish
altogether and millions die in matters of seconds, but generations
to come would suffer the horrible consequences of a nuclear holocaust.
But NFU of nuclear weapons alone will not prevent a war, which could
lead to a nuclear exchange between the two nations. Each country has
its own compulsions and adopts policies, which help in fulfilling
its vital security interests. It will not be prudent for Pakistan
to commit itself to a NFU policy in the present hostile environment.
Nuclear
Ambiguity Versus Transparency
Pervaiz Iqbal Cheema
Since
the nuclear explosions by India and Pakistan of May 1998, much
concern has been expressed by many countries regarding the possibility
of introducing an effective restraint regime in South Asia.
The continuing conflict over the Kashmir dispute was viewed as the
possible source that could cause a nuclear exchange. Kashmir itself
was cynically often referred as a possible nuclear flashpoint. Unable
to convince India and Pakistan to sign the NPT, many western countries
began to describe South Asia as an unstable region reflecting the
likelihood of first nuclear war. May be this was an important element
in the long process of pressurization or part of the efforts designed
to scare the Indians and the Pakistanis of the impending doomsday.
But to insinuate that both the Indians and the Pakistanis are somewhat
irresponsible people is hard to swallow. The end of Kargil clashes
along with the recent Agra Summit, clearly depict the maturity level
of the decision makers in both the countries.
However,
it is indeed difficult to deny the risks involved in acquiring and
maintaining the nuclear weapons. Efforts to minimize the risk involved
certainly deserve our devoted attention. Many aspects need to be subjected
to academic investigations in order to suggest ways and means to reduce
the accompanying risks. Among the important aspects that need to be
examined, two are, namely the nuclear ambiguity as well as the transparency,
which are discussed here. This paper initially discusses the
advantages and disadvantages of the nuclear ambiguity in the cold
war era as well as in the post cold war period. The second part of
the paper concentrates on the advantages and disadvantages of nuclear
transparency in both cold war and post cold war situations. Finally
it attempts to suggest what could be the best panacea in minimizing
the risks involved.
Ambiguity
India
exploded its first nuclear device in 1974. From then onward until
the second set of nuclear tests, both India and Pakistan maintained
ambiguous nuclear posture. Neither of them was prepared to give up
the nuclear option primarily because of its own set of reasons. Various
support arguments were advanced by the respective countries to justify
this policy. One common factor that had been repeatedly highlighted
was the security requirements. No one ever admits that he wants the
other nation to be insecure, yet he always favours the creation of
that kind of equilibrium or dis-equilibrium, which extends the maximum
security to him. It is all very fine to have fifty-fifty balance but
if our side is little bit stronger than the other side, we can all
be secure. The current American insistence to scrap the ABM treaty
of 1972 and to go ahead with NMD disregarding the massive global opposition
including some of its friends adequately reflects this thinking.
Various
programmes, often contradictory in nature ranging from absolute deterrence
to total disarmament, from complete isolation to world government,
from a non alignment to a variety of military alliances, from economic
self sufficiency to free trade are put forward in order to be more
secure than the others. Security, essentially a negative term, implies
the absence of real or perceived threats, whether stemming from external
or internal sources or incumbent economic weaknesses, disparities
and inequalities, to certain coveted values. To cope with perceived
threats nations tend to seek power hoping that power would generate
the desired level of security. One nation’s ability to attain an adequate
level of security may in turn breed insecurity for the other. Insecurity
often compels nations to acquire more power in order to tilt the scale
in their favour. Such a process often results in the regional arms
race but also invariably introduces extra regional actors into the
regional conflict. While the outsiders enter an area in pursuit of
their own strategic interests, they could well find themselves drawn
into regional conflicts and may find themselves playing the role of
an outsider equalizer.
The
strategy of ambiguity is either adopted deliberately or reached by
the compulsions generated by the then operative circumstantial forces.
Prior to the explosions of 1998 both South Asian states seem to have
opted for what is often referred as deliberately contrived strategy
of ambiguity. India adopted designed ambiguity after the Chinese nuclear
tests of 1964 and Pakistan opted for such a strategy in mid 80s.
For years both India and Pakistan played this game of conceal and
reveal with considerable mastery and maintained a strategy of contrived
ambiguity.
Deliberately
contrived strategy of ambiguity also implies not to release sensitive
information or if it had to be released, it should be released in
congruence with a well-planned design. For example despite the existence
of regular communication channel of DGMOs, the supply of information
to the adversary has been frequently faulty and distorted. Perhaps
that is why an impression was generated that honouring the spirit
of an agreement is not as sacrosanct in South Asia as it is in other
parts of the world.
Perhaps
the greatest advantage of opting for contrived ambiguity was the retention
of the nuclear option and the ability to keep the adversary uncertain.
The ambiguity strategy proved to be very useful in terms of buying
time and pacifying both hawks and doves simultaneously within their
respective societies. While difference of opinion exists about what
influenced the two countries to abandon the ambiguity strategy and
go for nuclear explosion in 1998, the adopted strategy enabled both
countries to acquire the necessary time in order to master the techniques.
The
question that needs to be examined now is whether or not the strategy
of ambiguity could or would pay somewhat similar kind or level of
dividends as it paid prior to nuclear explosions of 1998.
Just as the ambiguity strategy paid dividends prior to the nuclearisation,
the strategy could also pay dividends after having acquired nuclear
weapons both in terms of buying time and risk reduction and restraint
measures.
With
the advent of NMD and considerably weakened American resolve on CTBT,
time could enable the South Asians to continue perfecting their systems
with regard to missiles and improving nuclear arsenal. To keep ambiguity
approach rather effective, it might be necessary to keep the warheads
away from the missiles sites or silos. If the silos or missile sites
are maintained considerably away from the adversary’s border, it would
lengthen the flight time. Thus it could inject ambiguity regarding
the operational aspects of the nuclear weapons. It might even create
doubts in the minds of observers whether or not a clear operational
policy exists. While such a policy could make the verification problem
rather acute, it would also keep the adversary uncertain.
Another
aspect of ambiguity approach is to keep on stressing the defensive
aspect of the Nuclear weapons. The Indian Prime Minister Vajpayee
remarked in Lok Sabha on March 15, 1999 that the nuclear weapons are
not offensive weapons but are defensive weapons that help in preserving
peace. To make it credible
the deployment of these weapons must also generate the impression
that their deployment is of defensive nature. Besides such an approach
must also be accompanied by a regularly issued moratoria of limited
duration.
Transparency
Etymologically
transparency means capable of being seen through. In the context of
conflict situation, transparency implies that the chances of misinterpretation,
whether deliberate or inadvertent, are reduced to a minimum. The concept
of transparency is probably the most attractive from the notion of
open diplomacy. Just as open diplomacy managed to remove many apprehensions
on the part of the adversaries, the concept of transparency can help
lessen the temptations of exaggerated estimates and misinterpretations.
Transparency implies systematic release of information covering almost
all aspects of the target area. If the focus is on nuclear weapons,
then all aspects relating to nuclear and missile developments, deployment,
commitments, policies and approaches need to be open and transparent.
By making such information public and promoting accessibility to requisite
information, transparency measures tend to reduce uncertainties.
Transparency is perhaps
the most effective restraint on arms and technology transfer. Under
full transparency, both the suppliers and the recipient would have
to negotiate in full view of all sides. Transparency also allows nation
to accurately assess country’s real security needs and consequently
arms development or procurements could be scrutinized in the light
of a country’s real security needs. A realistic assessment of security
requirements that follow from transparency would not only save resources
but also facilitate justifying any threatening production or procurement
before the world community.
The
choice of which transparency measures to adopt depends on the objectives
involved. If the objective is to educate and increase public awareness,
all one needs to do is to establish regular channels of information.
These channels could be set up at both national and regional levels.
If the objective is to strengthen the existing CBMs, the approach
has to focus on the visible dividends that have already been paid
by these CBMs and highlight the advantages attained over the years.
When
the focal point is the dangerous nuclear weapons and accompanying
delivery systems, then perhaps the most important need would be to
secure a declaration from the involved countries to accurately announce
their nuclear arsenal including the warheads and fissile material.
In addition, they need to convey to the adversary all new additions
to the existing arsenal at some agreed time. The agreement on non
attack of each other’s nuclear installations between India and Pakistan
which was signed in December 1988 and ratified in 1991 along with
a stipulation of exchanging updated list on the 1st January
every year is reflective of the basic logic of transparency.
Declarations could be not only very useful CBMs but would also minimize
the room for misinterpretations. All sensitive areas like the development
of nuclear weapons, various types and quantities of missiles, test
launches and even exercises need to be mentioned in the declaration.
To
make risk reduction measures more transparent and more effective,
declaration and commitments covering areas like No First Use (both
nuclear and conventional weapons), banning production of ballistic
missiles of certain range and payload, banning the sea and land deployments
of the missiles, separating warheads from the missiles, constructing
the missile silos at least 500km away from the borders etc. could
be useful. If the intentions are sincere and the requirements are
primarily security related, then something can be worked either through
bilateral or triangular negotiations but if the acquisition of nuclear
arsenal is the product of a desire to play the role of a great power
and quest for prestige, then it would be difficult to restrain the
efforts of a determined country.
To
further enforce the declaration, it might be useful to publish an
annual report clearly reflecting the details regarding quantities
of the fissile material, nuclear weapons stockpile including warheads
deployed or in storage/delivery
vehicles. While such a report
could facilitate the work of the intelligence agencies, it can go
a long way in removing doubts.
Perhaps
the most important aspect of transparency is the idea of inspection.
An inspection could not only confirm the accuracy of the declaration
but may also detect and highlight the undeclared or hidden stockpiles.
However, to undertake inspection the involved parties have to agree
to allow both routine and periodic challenge or anytime inspection.
Transparency
would build confidence and help considerably in reducing the risks
even if the parties involved do not allow inspection. Increasing transparency
should be a continuous process. From initial exchange of information,
efforts should be directed towards attaining comprehensive transparency.
Ambiguity
Vs. Transparency
Given
the expressed divergent nuclear policy pursuits of India and Pakistan,
it is not an easy task to identify, which among the preferred options,
ambiguity or transparency, would be adopted. The Indian nuclear doctrine
envisages a comprehensive nuclear capability implying the need for
the development of all types of known delivery vehicles. In addition,
the recent military exercise Poorna Vijay clearly indicated that India
is formally training the troops how to undertake tactical measures
in a nuclear conflict. While India seems to have opted for deterrence
based on tactical nuclear war fighting, the Pakistanis appear to content
with what is commonly referred as the ‘minimum deterrence’ capability.
At
best it seems, at least in the foreseeable future, that nuclear deterrence
strategies in South Asia would be product of mixture of ambiguity
and transparency. However, both countries are acutely conscious of
the proximity of the targets and extremely limited time available
for the missiles to hit the target. Not only India-Pakistan share
a border of almost 3000km but they have many assets that are physically
located close to their border. It is also a well-known fact that both
countries have a very limited response time available to them. Therefore,
both have repeatedly expressed desire to exercise restraint and to
introduce risk reduction measures.
The
Memorandum of Understanding (MOU) which was signed during Prime Minister
Vajpayee’s Lahore visit in February 1999 clearly reflected a desire
to work towards the risk reduction measures. The MOU categorically
stipulated the initiation of consultations on security concepts
and nuclear doctrines, the advance notification
in respect of ballistic missile flight tests, undertaking measures
to reduce the risk of unauthorized use of nuclear weapons and to notify
each other immediately in the event of any accidental, unauthorized
or unexplained incident that could create the risk of a fallout with
adverse consequences for both the sides.
Despite the persistence of hostile relationship between the two countries,
both have informed the other before conducting their missile tests.
Under
the existing circumstances, a perceptive analysts stressed that restraint
could only apply either at a stage when the nuclear weapons are mated
with delivery system or at the envisioned deployment of nuclear armed
missiles.
Taking cognisance of nuclear tests of May 1998, perhaps the most realistic
stage is where restraint could be extremely useful is to preventing
the dreaded mating of the weapons with the delivery system.
Equally
important stage is the storage. Deployment would require the movement
of major component of the missiles from the stores to a place where
the weapon system is fully assembled. Disassemble components if stored
would not generate apprehensions. Storing both the weapons and the
delivery systems close to adversary’s territories could be interpreted
as offensive deployment. Perhaps that is why the storage of 30 Prithvi
missiles at Jallunder was viewed by the Pakistanis as virtually deployed
against Pakistan.
Out
of range deployment of fully loaded missile could also strengthen
confidence. If the target country gets the impression that the missiles
deployed by the adversary are beyond the dangerous range, then it
would convey a different message. But if the missiles deployed are
within the dangerous range, then chances for apprehensive interpretation
or misinterpretation are considerably increased.
Generally
speaking, transparency can strengthen stability provided certain measures
aimed towards greater openness are undertaken. Among these measures,
in addition to the above mentioned desired developments, increased
symmetry of forces or capabilities, increased warning times, reduced
likelihood of misinterpretation of intent and minimized vulnerabilities
for either side are indeed important.
Asymmetries in capabilities (both conventional and nuclear), limited
waning time, ambiguous declarations with wide margin for misinterpretation
of intents, and existence of wide range of vulnerabilities to important
assets could cause instabilities and increase dangers of dreaded eventuality.
Conclusion
Compared
to ambiguity, transparency approach seems far more practicable and
useful under the existing circumstances. While there seems to be not
much doubt that prior to nuclearisation of South Asia, the concept
of ambiguity considerably helped the two nations to continue advancing
on the forbidden path. It bought sufficient time to enable both to
acquire the nuclear weapon status. It also paid dividends in terms
of keeping various factions within one’s own society happy. But under
the changed circumstance and with the acquisition of dreaded nuclear
weapon and the necessary missiles, the concept of transparency
seems more attractive than the ambiguity.
Securing
Nuclear Stability
in
South Asia
Mazhar
Hussain Shah
Introduction
The South
Asian security setting witnessed dramatic shift on May 11 and 13,
1998, when India conducted a series of nuclear tests to proclaim a
de facto nuclear weapon state status. Pakistan followed the same path
when it conducted a series of six nuclear tests on May 28 and 30,
1998. The brief period between the tests of both states the exhibited
intense international political activity to contain Pakistan not to
follow the path; concurrently, the Indians provoked Pakistan by issuing
fierce statements on Kashmir to test whether the claim of its nuclear
capability. Moreover, the verbal provocation and their induced response
in the form of nuclear tests might have been calculated to alleviate
Indian responsibility of jeopardising non-proliferation efforts.
Since then, two, mutually contradictory, developments took place:
one, efforts for improving relations and second, conflicts that obviated
them. In former case, Lahore and Agra Summits are prominent; while
in latter case numerous incidents are worth mentioning; but Kargil
Conflict (1999) and early 2002 stand off overshadow others. It shows
a wide communication gap that outsiders try to fill through their
diplomatic efforts either to defuse the tension or to facilitate direct
dialogue over contentious issues. The existence
of this gap of trust
results in recurrent crises that
pose danger
to the peace and stability of the region. Crisis between India and
Pakistan, however, tends to testify the apprehensions of ‘nuclear
pessimists,’
who depict appalling scenarios in the context of inadvertent use of
nuclear weapons, as opposed to ‘nuclear optimists’,
who sufficiently repose their confidence in the functioning of nuclear
deterrence in South Asia.
Crisis
instability has emerged as a major problem for South Asia, combined
with undesirability on both the sides of seeking solution and resolution
of disputes through diplomatic instruments, raise the possibility
of use of force to test each other’s limits. On some occasions, both
states have exhibited marvellous restraint, but recurrent crises give
rise to the possibility of either intended or undesirable use of nuclear
weapons. Such an eventuality will be mutually destructive. In this
perspective number of potential nuclear dangers have been identified
that confront the region. Counter measures to these possible perils
have been suggested to ameliorate the apprehensions, with a view,
that these will benefit both parties. Win-win strategy, in fact, should
be the objective of both states to advance the cause of peace and
stability; otherwise any future crisis is likely to spin out of control
leading to irrecoverable destruction.
This
paper will focus on the question that South Asian nuclear security
framework must, in essence, address the fundamental security questions
of both states. How can we decipher this problem rests on the objective
analysis of the factors that provide the decision-makers rationale
to develop and deploy nuclear weapons and their delivery systems?
The framework will focus on relative security needs of both states;
and taking realistic assessments of either side, will prescribe how
both states should develop nuclear-safe-co-existence, under the belief
of mutually reinforced trust building measures that gives largely
the impression of genuine understanding of futility of conflict with
each other. After the identification of contextual dissimilarity and
needs of nuclear peaceful co-existence, more than a few measures will
seem adequate for their gradual and methodical implementation. The
guidelines will not envision the solution of the predicament in a
short time, but, rather will seek to suggest such measures to develop
a cooling off period, and help initiate the orientation to seek solution
of the problems through negotiation and mutual consultation.
Contextual
Dissimilarity of Threat Perception
The
South Asian security setting faces mutually contradicting dilemma
that arise out of divergent threats, both India and Pakistan claim
that they face. Pakistan’s threat perception is Indo-centric and it
has developed its defence infrastructure accordingly. Whereas India
faces threats from multiple sources and accordingly it has been developing
its defence and security infrastructure to meet the threats to its
survival. Since states perceive threats in broader and extended view,
and by implication introduction of misperception and exaggerated claims
of threat perception cannot be ruled out. Unfounded threats are also
projected to justify the expansion of defence infrastructure. Peter
Lavoy, a nuclear proliferation expert, argued that, “by nuclear myth
I mean a causal and/or normative belief linking a state’s nuclear
policy with its quest for security, prosperity, prestige, influence,
or related national goals. The underlying assumption is that these
causal relationships can be believed but not known; hence the term
is myth.”
It further stimulates the hostility. Divergence in threat perception
and responses, to them, reinforced by some inherent ambitions for
more power, however, beget the underlying security dilemma of South
Asia.
One reason
neither India nor Pakistan will give up such assets [nuclear] is the
fundamental lack of symmetry between the two countries. Pakistan’s
nuclear arsenal is that country’s key deterrent against India. It
plays the same role, as did the western nuclear forces during the
Cold War: it deters a potential adversary with a heavy superiority
in the conventional forces. India’s development of nuclear weapons,
by contrast, was not focused solely on Pakistan. Rather, India was
more concerned about its rivalry with China, its own desire to be
seen as China’s equal in Asia, and its aspirations to become a great
power on the world stage.
The
Pakistani Context of Security
Since
partition of sub-continent, Pakistan’s threat acuity remains India-centred,
as no other state figured in its security calculations. That is why
Pakistani “nuclear weapons are aimed solely at India.”
Apart from many issues related to partition, Kashmir gained such primacy
in both states that it soured their relations to the point of no return.
Both have fought three major wars and experienced four
near-war crises. In the aftermath of nuclearisation of South Asia,
Kashmir has acquired glare of publicity as a nuclear flashpoint,
attending the urgent global attention to help facilitate a direct
dialogue between two archrivals. Since the advent of Kashmir freedom
movement, both states have witnessed the swinging of relations from
brief calm period to protracted hostile interaction, characterised
by military exercises, acquisition of conventional arms, cross LoC
shelling, hectic diplomatic flurry to neutralise other’s growing edge
on various international issues, issuance of threats of grave destruction,
nuclear and missile testing, castigating media campaigns, building
up forces on borders, threatening of impending attack from India especially
to importune favours from Pakistan, are some of the key indicators
of deepened Indian mistrust towards Pakistan.
The
separation of East Pakistan at the hands of India in 1971 and subsequent
Indian nuclear explosion in 1974
drove home in Pakistan the realisation, right or wrong, that nuclear
weapon will equalise overwhelming Indian conventional superiority.
The policy and decision makers in Pakistan consensually concluded
that without nuclear weapons, India could and would mount another
offensive to reduce Pakistan as its underdog. Moreover, they feared
that neither would India negotiate on Kashmir without overwhelming
nuclear power, nor would international law provide any mechanism that
forces a relatively powerful state to settle the dispute astutely.
Besides Kashmir question, nuclear installations/assets of Pakistan
provided security against India, but in chorus, it also induced an
element of insecurity, as Indian defence planners reflected, more
than once, of pre-empting and decapitating Pakistan’s nuclear capability.
Though they could not materialise their plans, yet they immensely
influenced Pakistani decision makers, who in turn, started relying
heavily on nuclear first strike against India. However, the
early 2002 stand off between India and Pakistan again endorsed Pakistan’s
optimism about the role of nuclear weapons against India, as it averted
a possible war.
The level and scope of Pakistan’s defensive and offensive capabilities
well illustrate that Pakistan does not look beyond India. Both states
at various times, despite their unalleviated rivalry, undertook some
bilateral agreements to smoothen their relations, demonstrate that
they are not devoid of rationality either.
The
Indian Context of Security
The
continued development and advancement of Indian military and defence
build up is in response to mix of threats and ambitions. At least
six considerations figure to answer Indian framework of threat perception.
Firstly,
the great power status looms large behind all initiatives that India
undertakes at various levels and in various dimensions: foreign policy,
defence policy, and economic policy. The Indian policy and decision
makers, academics and various informed circles supplicate that India
carries inherent credentials of a big power and therefore must be
treated accordingly: its geo-strategic situation and importance, population,
size, rich culture and traditions, emerging role in science and technology,
critical role in international politics, and developing military infrastructure,
all point to the ultimate direction of realization of Great Power
status. The quest
for de jure recognition as nuclear weapon state
and campaign for UNSC seat are consistent with this objective.
Secondly,
India followed sustained policy of overwhelming the region in order
to make it an exclusive zone for India, as its near abroad.
Its relationship with all its small neighbours bear testimony to the
fact that it has not reconciled with their status as sovereign states.
Its occupation of Sikkam, dismemberment of Pakistan, intervention
in Sri Lanka and uninterrupted influence in Nepal, expressly verify
its bullying attitude. Moreover, the Indira Doctrine in early 1980s and the Gujral Doctrine in 1997 reflect inherent
Indian aspiration to dominate the region and dictate regional political
order according to its own values and interests; and Indian intervention in almost
all of its neighbouring states affirm the deep interest of India to
order regional relationship and all kinds of interactions according
to its own interests. Indian policy and decision makers and strategic
interest group argue that South Asia is ‘arbitrary construct’ by the
outsiders with a view to confining Indian role only in South Asian
region. Paradoxically, the Indians view
that its role is not confined only to South Asia.
Thirdly,
China since 1962 has acquired key position in Indian threat perception
calculus providing required stuff for India to project its apprehensions
of Chinese nuclear weapons to rationalise its own acquisition of nuclear
capability. ‘China-justification’ for the
development of its nuclear programme is dubious, because India had
started its nuclear programme even before the Chinese revolution
in 1949, and as little efforts needed to shift the focus of nuclear
programme form peaceful use to military purpose exposes the contradictory
claims of the Indian policy makers.
Fourthly,
Pakistan has always factored prominently in Indian threat perception
framework, especially during and after late 1980s when India came
across credible information about Pakistan’s ambiguous nuclear capability.
Pakistan attained nuclear-capable missile capability after nuclearisation
in 1998 and instantaneously gained capability to hit important targets
deep inside India. Pakistan almost came at par with India and it amplified
Indian sense of losing superiority over Pakistan.
Fifthly,
Pakistan’s expanded relations with China set alarm bells ringing in
India and as a result, India has projected this bilateral relationship
as ‘strategic convergence’against India, where Pakistan is playing
proxy of China to counter it in the region. Some unverified and dubious
reports provide India some substance to reproach Pakistan for indulging
in illicit nuclear and missile trade, and China alike, for its irresponsible
behaviour as member of NPT The perceived collusion
between Pakistan and China has accelerated its military cooperation
with Russia, Israel, and US especially.
Finally,
the tri-angular interaction complicate regional peace configuration.
India insists on the inclusion of China in the regional arms control
and disarmament measures, and also in those measures which seem prudent
to maintain regional restraint in the context of development and deployment
of weapons of mass destruction. Given the complexity involved in such
kind of development where China commits itself to regional overtures
without attending to its international concerns arising mainly from
the US, Indian insistence on the conclusion of such measures is unlikely
to bear fruit. Thus, imbalance of threat and consequent quest for
corresponding defence and offence infrastructure, unless is corrected,
the evolution and development of realisation and implementation of
co-operative and peaceful co-existence is a distant possibility.
The Nuclear Dangers in South Asia
South
Asia presents multiple nuclear dangers in the context of India-Pakistan
antagonistic relationship, after both have tested their nuclear devices,
and are believed to be developing them in quick-deployment mode. The
international community, repeatedly, seeks assurances from Pakistan
and India either to roll back their nuclear programmes or desist from
fabricating nuclear warheads in assembled form, tipped on nuclear
capable missiles.
In
this scenario several nuclear dangers merit immediate redress. The
first is ‘deliberate use’of nuclear weapons, which can assume two
forms: firstly, both Pakistan and India can invoke nuclear weapons
as preventive use. Three occasions testify this danger. The Brass
Tacks exercise of 1986-87, the 1990 Kashmir crisis, and early 2002
stand off between India and Pakistan, sufficiently, illustrate that
if either side had over-stepped its limits then the possibility of
invocation of nuclear weapons was at hands. Such an eventuality would
be product of misperceived, misconceived, and over-projected conventional
superiority of India vis-a-vis Pakistan. Misperceived self-assertion
of superiority over Pakistan has helped develop in India the thinking
that it can wage limited war with Pakistan. This would be exceedingly
perilous happening, pregnant with eventual use of nuclear weapons,
as Pakistan has affirmed it many times over. Secondly, the possibility of
‘pre-emptive/decapitating’ nuclear strike by India has haunted Pakistan,
which developed use it or lose it nuclear dilemma in Pakistan.
Though the chances of pre-emptive strike by India have worn thin,
because Pakistan, it is believed, has developed enough nuclear weapons
that India can neither fully detect nor destroy them. At least
on three occasions India reportedly had planned or seriously considered
to launch decapitating strike against Pakistan’s nuclear capabilities:
firstly, in early 1980s the then Prime Minister Indira Gandhi did
not permit it; secondly, in 1986-87 Brass Tacks
exercise, when Pakistan timely communicated India of consequences; and thirdly, in 1998, on the
morning of 28 May when Pakistan warned Indian High Commissioner in
Islamabad to abstain from misadventure.
Second
nuclear danger in South Asia is unauthorised use of nuclear weapons.
Peter D. Fever contends that nuclear weapons states meet head-on always/never
dilemma: always means that nuclear weapons should be so fabricated
and deployed that when they are applied, they yield intended result;
simultaneously they are never used without orders of competent
or designated authority. Thus, always be used
when required and never be used unauthorised, are two key issues,
which to a large extent neutralise each other in the absence of required
elaborate advanced technology and prior experience of undertaking
this problematic exercise.
Third
nuclear danger is considered to be the use of nuclear weapons out
of misperception and miscalculation of actual situation. It implies
that actual threat may not exist, but both sides can perceive that
threat exists under unusual circumstances. It can result in extra-ordinary
alerts of all forces that can result also in accidents within each
state. The absence of credible early warning system, uninterrupted
flow of credible information, precise and exact analysis and conclusions
on the basis of which polices and operational plans are devised, accentuate
the problem of misperception, and may ignite crisis situation on both
sides. If an atypical activity on or around sensitive installations
is spotted, it may send wrong signals to other side, thus triggering
rapid preparedness and corresponding pressures on whole team involved
in nuclear preparation and decision-making.
Fourth
nuclear danger emanates from the development of Tactical Nuclear Weapons
(TNWs) and their potential operationalisation. In fact, TNWs are meant
to fill the gap between conventional weapons and strategic nuclear
weapons, which imply that conventional war will not instantly shift
to use of strategic nuclear weapons. It is a step forward to conventionalise
the unconventional weapons. During early 2002 stand off between India
and Pakistan, it is reported and believed that both states
moved their TNWs to launching sites. The reports seem dubious and
inconsistent with Pakistan’s nuclear use doctrine, as it has declared nuclear weapons,
as the weapons of defence and last resortHowever, the test yields of India and Pakistan illustrate that both states
have the ability to manufacture low yield battlefield nuclear weapons.
If we carefully analyse Indian Draft Nuclear Doctrine, it embraces
the possibility of use of tactical nuclear weapons, raising the apparition
of possible nuclear war in South Asia.
Fifth
identified nuclear danger arises from prospective deployment of Theatre
Missile Defence (TMD) shield by India. Indian efforts in this direction
are underway to acquire various components from Russia, Israel and
America. Although, operationalisation
of TMD will take considerable time combined with doubts about its
efficacy vis-a-via contiguous Pakistan, yet its strategic upshots
on Pakistan will result in more nuclear build up to secure and stabilise
nuclear deterrence. Mutual invulnerability would
embolden India to launch aggression against Pakistan, under the illusion
of Limited War.
Sixth
nuclear danger that concerns the most to the Western security analysts
in post 9/11 setting is possible theft by terrorists or access to
nuclear weapons by extremist elements in the ruling elite. In Pakistan,
political and military rules alternate that can create a problem in
transition of nuclear command authority. Time magazine reported
that the Indian case presents a new development in command of nuclear
weapons, in the context of Indian Prime Minister A.B. Vajpayee who
is prone to diseases. He is also experiencing problem of forgetfulness.
In addition to numerous diseases, he has exhibited transformation
from peace loving to war mongering in response to domestic and party
politics. It poses many questions about the actual command of nuclear
weapons, especially when he feels unable to function in a normal way. Time magazine states: “Although India’s military
is compellingly professional, non-political and obedient to civilian
control, the country’s nukes are controlled by government scientists,
and deployment orders come from the Prime Minister’s office.” These apprehensions are inconclusive, as both states,
so far, have not shown any flabbiness in handling of their respective
nuclear arsenals. Moreover, Rumsefeld, the US Secretary of Defense,
affirmed, “I think the countries that have nuclear weapons have a
healthy respect for their power and the lethality of those weapons
and the dangers that they pose to the world and take appropriate steps
to assure that they are managed and handled in a way that reflects
the dangers that weapons pose.” Even then concerns about possible access of unauthorized
and undesirable elements cannot be ruled out definitely.
The Stabilising Factors in
South Asia
The
above-discussed apprehensions about possible use/misuse of nuclear
weapons present a depressing picture of South Asia, in the perspective
of implacable hostile relationship between India and Pakistan. Since
mid-1980s their relations have witnessed swings between brief tranquillity
to protracted tension. By implication, decision and policy makers
come under constant pressures that may lead to inadvertent use of
force, eventually plummeting into nuclear holocaust. Notwithstanding
their historical rivalry, both states agreed on some pressing measures to ensure smooth functioning,
which also illustrate that they are not blinded by hostility and are
fully alive to realities. Same spirit can be carried further in to
some new overtures to guarantee that both states do not succumb to
undesirable emotions. Following are some of the measures that need
immediate attention in this regard.
No War Pact
Immediate
threat in the South Asia is the prospects of conventional war, most
probably on Kashmir dispute. It is considered to be nuclear flashpoint
where the chances of nuclear exchange are quite ripe given the fact
that both states are ready to wage war to settle the issue. The recent
Indian troop build-up along international borders, in the wake of
the attack on Indian Parliament on December 13, 2001, once again demonstrated
the possibility of war. The way both sides responded to each other’s
actions, left no doubt about their intention of eventual use of nuclear
weapons.
Pakistan
repeatedly offered ‘no war pact’ to India to eliminate the possibility
of use of force to settle disputes, but each time Pakistan encountered
refusal. Perveiz Iqbal Cheema, a renowned Pakistani security expert
advocated, “Nothing could be more welcome CBM than a “No War Pact”
offered by a military ruler. The conclusion of no war pact will surely
prevent the future wars and contribute enormously towards the
reduction of tensions.” There is no denying the fact that Pakistan faces overwhelming
threat after the dismemberment of East Pakistan at Indian hands in
1971 and subsequent so called peaceful nuclear explosion in 1974.
In addition, asymmetrical conventional balance against India whetted
its requirements to acquire ‘strategic equaliser’ to balance Indian
threat in future. The No War Pact signifies the undesirability of
war and presumes the resolution of the disputes peacefully through
negotiation and mutual consultation, solving Pakistan’s dilemma of
either no war or full-fledged war.
The
declaration of ‘no war’ must accompany the provisions related to the
framework of solving the lingering disputes, and such a missing link
would only complicate rather than serve the purpose of peace. The
Indians have tendered ‘no-first-use’ proposal of nuclear weapons,
in fact, oversimplifying the problem. Because the festering Kashmir
dispute is the core issue without which Pakistan will never agree
to talk to India on any viable peace initiative. The No War Pact must
be accompanied by the declaration that they will not deploy their
combat and offensive forces with in the range of 300 kilometres of
their borders, with a view to giving enough time to prepare for the impending
attack. This would help relieve additional pressure on Pakistan under
asymmetrical unconventional balance giving it opportunity to help
relax its policy of First Use.
Ban on Integrated Large Size Military Exercises
The
large size integrated military exercises further generate suspicions
that other side will abstain from further aggression, though military
exercises are needed to test combat worthiness of its forces and familiarise
new concepts and weapons system in the forces. The exercises must
not assume the form of potential aggression against the other side.
The ‘Brass Tacks’ exercise, undoubtedly, embedded the notion to cut
Pakistan’s communication lines from its contracted waist near Rahim
Yar Khan in the South. The timely preparations by Pakistan and the
communication of its intent to go for nuclear war defused the tension.
The recent military exercises Poorna Vijay in May 2001, designed
to introduce the concepts related to nuclear warfare in the military,
only miles away from Pakistan’s borders in Rajastan desert, sent wrong
signals, despite the fact that India served prior notification.
Notification,
however, stimulate precautionary measures in the other side. The result
remains spiral of mistrust leading to further preparations for the
potential war. Therefore, it is of overriding importance that India
and Pakistan should both suspend their intended integrated military
exercises and undertake relatively smaller level exercises. Moreover,
the area of their conduct must either not be near the border or if
so the direction of their movement must be inward, symbolising a trust
building factor expecting that other side will also reciprocate.
Mutual Ban on Missile Testing
The
introduction of ballistic missiles in the region have induced urgency
because they can be launched on warning and can not be reversed as
opposed to nuclear capable jets, which can be either intercepted or
reversed. Both states are locked in a race for attaining new versions
of ballistic missiles that could cover strategic targets of the adversary.
India is developing its missile battery according to threat it has
projected and perceived, while Pakistan has developed short and medium
range missiles, only to target India. In this connection the development
of short-range nuclear capable ballistic missiles (SRBMs) and their
deployment especially send shockwaves to other side. These missiles
are deployed near borders and take 2-5 minutes to reach their targets.
However difference in preparations to launch liquid and solid fuel
missiles may give some breathing space for decision-making. The preparation
time for the launch of SRBMs differs in solid-fuel and liquid-fuel
missiles. The liquid-fuel missiles consume around six hours as compared
to solid fuel, which take lesser time. Less decision making time may result in inadvertent launch.
In order to fortify this possibility, storage sites of all missiles,
short to long range, be built at least over 300 km from the borders.
Both
states should also abandon flight tests during crisis and conflict,
for they provoke same or higher response from the adversary, leading
to possible aggression. For example India tested two different missiles
on January 26, 2002 and April 28, 2002, and when situation gradually worsened Pakistan launched
a series of nuclear capable short and medium range missiles to apprise
the Indians that it has technical skill and political will to defend itself. Alex Wagner, defence analyst, writes, “even though the
tests came at a time of high tension, the South Asian rival appear
to have abandoned their previous tit-for-tat missile-testing cycle.
India has yet to respond to this (May series of tests of Pakistan)
with missile flight tests of its own, and Pakistan did not conduct
tests in response to India’s January 2001 and January 2002 missile
tests.”This is an encouraging development. The existing battery
of SRBMs should be converted to liquid fuel, so that it could give
more time to make decision. Both states should also gradually reach
a conclusion that more reliance on missiles would create instability,
likely to be uncontrolled. Therefore, they should be convinced to
freeze further tests immediately as a step forward towards concerted
and cooperative peace.
Simultaneous
Talks on Kashmir
No
War Pact, without at least initiating talks on Kashmir dispute, will
fail to achieve desired results and its ultimate solution on mutually
agreed terms and conditions would definitely have positive impact
on India-Pakistan relations. Both states have mutually opposing views
on Kashmir solution: India has floating standpoint as negotiation-to-integral-part,
while Pakistan denied integral part view and demanded its solution
according to the resolutions of the UN or on the basis that draw mutual
agreement. Indians bicker that solution of Kashmir will evolve over
time and instant results would not be forthcoming. They further supplicate
that the over a period of time the relationship will improve in areas
like economic cooperation, diplomatic interaction, and consultation
on various international issues, trade in energy sector, and deepened
cultural ties will result in positive understanding of each other.
Conversely, Pakistan upholds that all these measures will flow from
the solution of Kashmir dispute. Both standpoints are at the opposing
ends of the spectrum and convergence of these on a midway point will
gear it in the positive direction.
The
Lahore and Agra Summits provide admirable starting points despite
the fact they failed to devise and develop a continued interaction
based on realisation of the dividends of undisrupted communication.
Pakistan proposed several times to invite the mediation of third party
in order to have quick fixation, but India ruled out such possibility
and invoked Simla Agreement, necessitating bilateralism.
The Solution of Minor
but Consequential Issues
Sometimes,
when larger and more complex issues constitute a bigger hurdle, then
smaller issues must be picked up and negotiated. It will work as a
feeler of the temperatures and desirability of solution of bigger
issues on both sides. Moreover, talks will help draw the potential
limit of quid pro quo each party can give to other. The issues of
dams, observer groups, Siachin, Sir Creek, Indus water treaty and
communication between DGMOs, etc may provide a basis on which both
sides can build each other’s confidence and trust in order to apply
the same spirit in other complex areas like Kashmir, military build
up, missile race, and precarious nuclear issues subsequently.
Whether
economic relations must precede or follow the peaceful environment
still remains the inconclusive debate in South Asia but dominant thinking
that trade with the enemy will backfire in time of severe crisis,
and investors and business class will tend to avoid such a situation
in which their potential gains may be outweighed by potential losses,
obviate peaceful economic relations. If political will prevails here,
it will help build confidence on both sides by committing that their
peace time business overtures will remain unaffected by regime change
or in crisis situation. Construction of gas pipeline from Iran through
Pakistan will be a confidence building measure and subsequent Pakistani
vigilance of pipeline will establish firm basis of political will.
Moreover, selling surplus electricity to India will generate adequate
confidence.
Restrain Provocative
Statements
The
adversarial temperature instantly hikes when on each side, various
responsible officials issue threatening statements, especially related
to limited war and its subsequent transformation into nuclear war.
Such statements are enunciated, may be deliberately after careful
calculations of their impacts on other side, tend to have even more
profound repercussions than envisaged. Though ministerial responsibility
dictates them to articulate and favour their government policies but
some areas of policy must clearly be exclusive, especially defense
matters, and relations with the adversary. Therefore, it is urgently
needed that both sides officially abandon the recurrent use of the
word ‘war’ or ‘limited war’ against each other. The Indians
have, without fail, issued such threats that involved their intention
of waging a limited border war modeled on Kargil conflict. Politicians,
statesmen, scientists and other official circles must realize the
damage that their words cause to their relations with the adversary.
It usually so happens that politicians, while catering to their respective
constituencies, express their aspirations of edge over their rival
that amount to explicit threats to other side. Additionally, they
express threats coupled with so-called aspirations of domination over
other, receive urgent attention. As a result, mistrust increases without
much tangible effort. Consistent with this notion, one example of
such senseless statements is as under, when Indian Prime Minister
A.B. Vajpayee said:
The time has come
for a decisive battle and we will have a sure victory in this battle
whether Pakistan or the world takes note of it or not, a new chapter
of victory and triumph will be written in the history books soon.
The enemy has thrown us a challenge by waging a proxy war. We accept
it and pledge to give it a crushing defeat.
International Pressure
International
factor has become an undeniably defining feature of crisis management
process in South Asia. Though India time and again refused the
third party intervention but several times accepted it as well. International
interventions have already worked between India and Pakistan to stabilise
or defuse tension as the track record shows. The acceptance of this
reality will draw healthy response and will help evolve a common vocabulary
to negotiate and bargain on mutually conflicting issues that both
states face. The arbitration of Rann of Kuch, de-escalation of 1990Kashmir
Crisis, Kargil Crisis and recent diplomatic flurry in South Asia that
drew We stern officials to calm border tension between both states,
all point to direction that international pressure and timely involvement
will bear fruit in convincing both parties to exercise maximum restraint
and take calculated steps in the best interest of their people.
The
third party mediation will provide a bridgehead to establish normal
communication and to move towards settlement, substituting war as
a mechanism of settling disputes. This ability of international community
to pressure, however, arises from the interests of the powerful states
of the world in maintaining status quo in the region. The US has shown
keen interest in Indo-Pak face off as Richard Armitage, US
Assistant Secretary of State, stated: “I think the spectrum of nuclear
war which seems to have worsened in recent age has been so frightening
and so warning that the question of Kashmir is much higher on international
agenda than it had been before.” Stephen P. Cohen, a renowned South Asia expert, also argued
“the United States is uniquely placed now, as never in history, to
do something.”
Verification
Measures
Verification
presumes the existence of higher level of cordial relations, whereby
both actors enjoy mutual trust and least friction. What if the actors
are mutually hostile and tend to escalate tensions to crises? How
will they conjure up efforts to ensure safe co-existence? The first
impression one gets that the state that experiences upper hand may
give some initial concessions so that apprehensive side may raise
some trust and confidence to reciprocate in similar fashion. Such
a mechanism presupposes political will on both sides backed by popular
assertion of the need to initiate and develop peaceful environment
conducive to prosperous future.
Verification of the agreed measures can be an excellent starting point.
Policies such as No First Use and ‘de-targeting’ are difficult to
verify. In some cases the starting point for cooperation and introduction
of CBMs may be unilateral rather than bilateral. For example choosing
to share flight test information, even unilaterally, could prevent
misinterpretation. Similarly, storing solid-fuelled missiles, or separating
warheads from missiles decrease the likelihood of accidents or unauthorized
use, whether or not both sides agree to formalise the idea in the
shape of an agreement. Therefore, it will help immensely to share
information unilaterally to generate trust and confidence. As Kent
L. Biringer stated:
Verification might
come in the form of manned inspection of production, storage, test,
or deployment locations. It might also include ever more capable sensor
systems designed to detect and characterize activities of interest.
Assessing activity levels, monitoring movement, and providing unique
identifiers for equipment are examples of applicable technology tools.
Ensuring reliability and integrity of data collected would be essential
to establishing confidence in the monitoring systems. There is no
single correct way to implement these concepts. Rather, monitoring
options would be based on the complex set of criteria that are both
technical and political in nature. It is possible to start slowly
and increase the extent and sophistication of monitoring as experience
dictates.
Unilateral
Measures to Reduce the Risks
After
India-Pakistan sign No-War Pact and agree to deploy their offensive
forces sufficiently away that could not favour the launch of offensive
strike against other, the next element is the capability of Indian
air force that can launch surprise offensive against Pakistani nuclear
assets. As opposed to missiles, which are mobilized usually in crisis
time arousing element of urgency in the opponent, the fighter jets
undertake usual flight exercise without inducing urgent response form
the other side, may deceive and result in a surprise offensive. Such
an eventuality dictates caution and raises a desirability to share
‘library movements,’ of fighter jets, to detect unusual movements.
Therefore both sides should intimate each other if there is an unusual
air force exercises, through high quality hot lines established between
the two head of states or governments and military commanders. Sharing
such information would furnish a caution of the realization on both
sides of potential trust and confidence that can be promoted through
mutual efforts. However, if both agree on above-mentioned steps, these
will help achieve following goals as well.
Non-Weaponised
Deterrence
Kent
L. Biringer, a security analyst, opined, “generally, deployed weapon
systems are those that have reached a necessary level of technical
maturity and reliability, have been issued to operational military
units, are in place in appropriate positions and can thereof, be available
on short notice to be used by those units in support of military objectives.”
Non-weaponsied nuclear deterrence implies non-deployment of nuclear
weapons in the form of readiness. Conversely it means that nuclear
warheads and their delivery means are kept and stored separately so
that their mating may take considerable time for rational decision-making.
It
also means that these components will be stored and controlled by
different authorities who will not be able to assemble the weapons
and mate them with their delivery means without orders of central
competent authorities. The storage sites must also be away from the
area of their operational use. This is to eliminate the possibility
of instant mating and their mobilization to operational sites.
Technical
Use Control
The
threat posed by missile and nuclear weapon systems could be reduced
if more extensive administrative and ‘technical use control’ measures
are implemented. The use controls are those measures, hardware items
or software that limit unauthorised access or use of weapons systems.
Use control systems could only be effective in preventing not only
external threats to unauthorized use also even to control use by those
who are authorized. For this purpose, Permissive Action Link (PALs)
can be used, because it requires two authorized individuals to work
together to gain access to system or enter commands for its use. Since
weapon controls are highly classified, therefore, states would unilaterally
undertake these measures to ensure deterrence stability.
In addition blast proof doors at nuclear facilities, high-tech devices
applied to warheads to prevent outsiders from detonating nuclear weapon,
improved electronic locks, better software and communication reliability
to ensure nuclear weapons are foolproof, are essentials for both states.
The US is the only source that can facilitate it as it has already
provided to Russia and former states of the USSR since mid-1990s.
But laws related to nuclear cooperation outside NPT ambit restrict
it. Some amendments in custodial safeguards are needed to
ensure nuclear safety in South Asia. Moreover, P-5 can provide them
technical information about the safety and security of the weapons
provided they somehow compromise some of the principles of NPT, which
forbid such cooperation between nuclear and non-nuclear states.
Observance of Strict Control on Fissile
Material and Related Components
The
western community has raised voices of concern over possible export
of nuclear weapons related components to other states or non-state
actors. This concern however sometime becomes valid, because several
incidents of seizures of fissionable material have taken place in
India.
However, there are suspicions about their possible flight from either
civilian nuclear power plants or military-dedicated nuclear reactors.
The Indian case also becomes the primary focus, given the ongoing
insurgencies in 18 areas of India. Though, the insurgents have not
either deliberately or due to inability turned their attention on
nuclear installation, yet possible attack and mishap cannot be ruled
out over extended period of time. Pakistan has so far faced no export
or theft incident and its nuclear assets are strictly under control
of its military, which is highly professional and disciplined. Similarly,
as earlier noted, the chances of access of fundamentalist elements
to nuclear weapons in Pakistan are as good as in any other nuclear
weapons state. This is an admitted fact that has also been endorsed
by the US.
Nuclear
Doctrines and Command and Control Systems
Kapil
Kak describes that “Command and Control would comprise doctrine, training,
organizations, chain of succession, secure communication, command
posts, and electronically protected computer systems.”
According to Scott D. Sagan, a nuclear security expert, “command
and control systems are developed by the government to ensure that
weapons are used when and only when state leaders decide they should
be used.” Nuclear
doctrines, therefore, clearly enunciate the purpose for which they
have been developed. In addition, the doctrines are meant to clarify
the nuclear break point, so that other side may not cross it unknowingly.
The
South Asian nuclear history is still in the making and both states
are trying to formulate their nuclear doctrines with precision so
that no side could miscalculate the interest of other side. India
issued its Draft Nuclear Doctrine in 1999 for the purpose of public
debate, with a view to adjusting public opinion for its final formulation.
However, such a debate will bear no fruit in a state where standard
education level is quite low as compared to industrialised nuclear
weapon states and the people have never been educated about the fallouts
of nuclear warfare. The final shape of Indian Nuclear Doctrine, in
all analysis, would be dictated by its ‘Strategic Enclave,’ which
is bent upon formulating offensive nuclear posture. Moreover, the
draft doctrine contains many ambiguous elements, if classified could
remove many apprehensions and doubts of other concerned states. On
the other hand, Pakistan has yet to announce its nuclear doctrine
in precise form beyond mere a short statement of ‘use of nuclear weapons
if our survival is threatened.’
Both
states, so far have regarded that nuclear doctrine confines only to
proclamation and explanation of nuclear command and control structures.
Conversely, nuclear doctrine requires precise enunciation of core
interests, the nuclear weapons are supposed to guard. Both India and
Pakistan have endorsed their affirmation to Minimum deterrence, which
actually serves as their nuclear doctrines. Minimum nuclear deterrence,
however, is vague but dynamic concept. It has more political than
operational connotations
and manifests a commitment to minimum level of nuclear armoury sufficient
to inflict unbearable reprisal. Both sides refuse any disclosure of
intended numbers of nuclear weapons and their delivery means that
constitute their minimum level required for nuclear deterrence. The
Indians opine that it is relative and is unbounded by time and space,
reinforced by continuous technological changes and security dynamism.
Both the variables lend Indians excuse to produce, as they can, enough
fissile material before the conclusion of FMCT to fabricate higher
three digits of nuclear weapons. Pakistan has also exhibited its adherence
to minimum nuclear deterrence, which is equally ambiguous. Until nuclear
doctrines are not enunciated in transparent terms, their sole purpose
will seem to ignite conflict than to deter it.
Consistent
with this notion and as a step forward, both India and Pakistan have
unveiled their command and control systems, which at least remove
some pressing doubts about the possible misuse of nuclear weapons
by unauthorized elements. Pakistan, in fact, has issued more elaborate
nuclear command and control structure
than India.
Personnel Reliability Programme
The
unilateral measures also involve personnel reliability tests of those
who have been designated as the custodians of the nuclear weapons
to guarantee the security of the weapons and their unintended use.
In order to avoid any negligence, responsible, efficient, rational,
dutiful, trustworthy, and stable nuclear personnel should handle nuclear
weapons.
The
US and Soviet nuclear history shows many blunders committed by its
personnel, designated to ensure secure custody of weapons, due to
drug addiction, mental instability, the role of double agents, and
emotional distress.Keeping in view these dangerous episodes Department of
Defense of USA, initiated a ‘Personnel Reliability Programme’ for
screening out such individuals. Its objectives were “to ensure that
nuclear weapons are not subject to loss, theft, sabotage, unauthorized
use, unauthorized destruction, or accidental damage…only those personnel
who have demonstrated doubtless loyalty, integrity, trustworthiness,
and discretion of the highest order shall be employed in nuclear weapons
positions.” The personnel reliability programme is composed of certain
screening procedure, which includes background screening through agencies,
security clearance, and medical evaluation, reviewing personal files
and personnel interviews, periodically.
India
and Pakistan can learn lessons from the Cold War experience and can
institute similar personnel reliability programmes. The psychological
tests are important part of recruitment in the armed forces, which
ensure that only rational and mentally fit persons get commissioned.
Therefore, custodial problems can be best tackled through disciplined
control structure of the units that are in charge of the custody of
nuclear weapons. In Pakistan, the control of nuclear weapons is in
the hands of its military, which has a distinct system of screening
of its personnel. Similarly, the control of nuclear weapons in India
is in the hands of the army and has similar procedure of control and
custody of nuclear weapons. Similar procedure is pursued in Indian
armed forces; and this procedure is equally helpful in assuaging the
apprehensions about robustness of caretakers.
Common
Strategic Vocabulary
The
gradual development of common language or common knowledge of nuclear
peace between India and Pakistan would constitute a defining feature.
It also means nuclear learning process, as how to live with the bomb
through a more responsible behaviour. This would certainly help them
understand creative developments toward avoidance of nuclear war or
crisis that could escalate to war. Common vocabulary/language has
been defined by David Holloway, a security analyst, as “something
[which] is common language in a group of actors if each one knows
it, each one knows that the other knows it, each one knows that each
one knows that the others know it and so ad infinitum.”
Pakistan
and India could greatly benefit from the USA-USSR experience of common
knowledge. David Holloway, a security analyst, says “I merely want
to suggest that in drawing lessons from the USA-Soviet experience,
the learning process – the accumulation of common knowledge – should
not be forgotten…where much of discussion of deterrence focuses on
weapons and force structures alone.”
Apart
from these steps both states need to initiate unilateral steps to
educate people that would promote in the long run, an environment
of peaceful co-existence. The unending media campaigns by both the
sides further aggravate the hostility, as they focus on non-issues
and enliven them as hot issues. They also help create scapegoats,
depict threatening images, and create myths, which attract sizeable
audience because people do not know about nuclear weapons and the
consequences of their use. The unbridled use of media campaign has its immediate
impact on audience on both sides, that promote extreme nationalism
and obstruct those initiatives that may have positive effects. It
must be halted immediately.
Conclusion
South
Asian nuclear history is still in the making, and India and Pakistan
are learning how to develop and devise their nuclear policies in best-fitted
manner that could dissuade the potential aggression by either side.
Besides, competition to deter the rival results in conflict spiral
that draws both to depend on more weapons and sophisticated nuclear
and missile technology. There is no denying the fact that South Asia
is stuck up in a classic dilemma: whether arms cause conflict or vice
versa? But this region at least has proven that if arms do not breed
conflict, yet they inflame it immensely. The contextual dissimilarity
of threat perception that exists, between India and Pakistan, needs
immediate redress so that miscalculation could not impede the genuine
hope and efforts for peace. The mutual interest dictates mutual efforts
and to know whether both sides aspire truly for the establishment
of peacefully regulated behaviour leaves one presumptuous that the
relatively powerful state can initiate that process, believing that
in case of suspicion of possible negative response it would be able
to retrieve the concessions it has made earlier. In this context India
can take the lead to secure diplomatic triumph over Pakistan: it can
formalise No War Pact with Pakistan; can deploy (with immediate reciprocity
by Pakistan) its offensive conventional forces sufficiently away from
its borders; undertake not to hold integrated large size exercises
and that too near Pakistani borders. It can serve prior notification
of even tactical flight exercises of air force, because it has assumed
an air of exigency for its increasing potential and chances as well
of first surprise attack against Pakistan’s nuclear assets.
The
agreement of no attack against nuclear installations of each other
is significant but it could not remove Pakistan’s doubts about Indian
intentions. The wee hour red-alert of May 28, 1998 has a telling impact
on the worth of their agreements with each other. It is pertinent
that India somehow engages Pakistan in positive way and appraises
it of its military preparedness in such a way that must not be confused
with preparation for attack. But all these measures presume that both
states are experiencing very cordial relations whereby they share
their individual defence exercises and lessons for the benefits of
the other.
The
recurrent stand offs, after a brief period of tension-free-relations,
necessitate the initiation of sustained communication involving high
level official exchange, subsequently instituted in formal shape,
stipulating regular meetings. It will found gradually the basis of
cooperative security structure; which will function without impacts
of regime change in either side. Number of meetings can be increased
in tensions. In these meetings officials can pave the way for higher-level
meetings between their head of states or governments.
Both
states are required to concede some of the genuine demands of the
each other. Pakistan should also include, in composite dialogue, some
other soft and minor issues that may enhance future cooperation to
help India reciprocate by conceding Kashmir as a dispute. Besides,
international community is also convinced that peace and stability
in the region cannot be achieved without prior solution of Kashmir
issue. For example, several times since recent military stand off,
India has threatened Pakistan, of its intention to withdraw from Indus
Water Treaty, which regulates India-Pakistan water sharing formula.
During tensions, the first causality appears to be the past agreements
and those, which are under negotiation for future conclusions. The
immense distrust, therefore, impedes the efforts that include bilateral
measures of mutual cooperation. Therefore, trust between both ardent
adversaries is must for any peaceful and sustained interaction that
cannot be realised overnight.
Henry A. Kissinger, Nuclear Weapons and Foreign Policy
(New York: Harper and Brothers, 1957), p. 134.
Indo-Pakistan Military Balance,
Centre for Strategic and International Studies, Washington DC,
May 2002, p. 33.
See Michael Krepon, “A Time of Trouble, A Time of Need,”
in Michael Krepon and Amit Sevak, (ed.), Crisis Prevention,
Confidence Building and Reconstruction
in South Asia (New York: St.
Martin’s Press, 1995), pp. 1-10.
T. Jayaraman, “Deterrence and other myths,” Frontline,
Vol.16, May 8-21, 1999.
For details of the texts of all three documents: The Lahore Declaration,
The Joint Statement and the Memorandum of Understanding, see The
News, July 15, 2001.
Maleeha Lodhi, “Dealing with South Asia’s Nuclear and Security
Issues.”
<http://www.defencejournal.com/jan99/nuc-sec-issues.htm>
Kent L. Biringer, “ Missile Threat Reduction and Monitoring in
South Asia” in Michael Krepon and Chris Gagne, (ed.) The Stability
and Instability Paradox: Nuclear Weapons and Brinkmanship in South
Asia, Stimson Center Report No.
38, June 2001, pp. 59-82.
Peter D. Fever, “Command
and Control in Emerging Nuclear States,” International Security,
No.17, (Winter/ 1992-93), p. 163.
Kapil Kak, “Command and Control of Small Nuclear Arsenals,” in
Jasjit Singh (ed.), Nuclear
India
(New Delhi: Knowledge World, 1998), p. 270.
Scott
D Sagan, “Command and Control of Nuclear Weapons,” in Peter R.
Lavoy, Scott. D. Sagan, and James J. Wirtz, Planning the Unthinkable:
How New Powers Will Use Nuclear, Chemical and Biological Weapons,
(USA: Cornell University
Press, 2000), p. 36. Also see, Ahmed Ijaz Malik, “Early Warning
Systems: Relevance for India and Pakistan”, Defence Journal,
(May 2002), pp. 67-68.
In Pakistan, the command and control of nuclear weapons rests
with the Chief Executive. However, recently Pakistan has established
command and control mechanism. In accordance with Pakistan's policy
of nuclear restraint as reaffirmed by the Chief Executive on several
occasions, and “with the objective of creating an institutionalised
command and control mechanism, consistent with Pakistan's obligations
as a nuclear power, the National Security Council approved the
establishment of National Command Authority (NCA), visit: <http://www.acronym.org.uk>
The NCA will be responsible for policy formulation, and will exercise
employment and development control over all strategic nuclear
forces and strategic organizations. It will comprise two committees,
i.e. Employment Control Committee and Development Control Committee
and Strategic Plans Division will act as its Secretariat. The
apex Employment Control Committee will be chaired by the Head
of the Government and include Minister of Foreign Affairs (Deputy
Chairman), Minister of Defence, Minister for Interior, Chairman
Joint Chiefs of Staff Committee (CJCSC), Services Chiefs, Director
General Strategic Plans Division (Secretary) and Technical Advisors/others
as required by the Chairman. The Development Control Committee
will also be chaired by the Head of the Government and include
CJCSC (Deputy Chairman), Service Chiefs, Director General Strategic
Plans Division and representatives of the scientific community.
The Committee will control development of strategic assets. Strategic
Plans Division, headed by a senior army officer has been established
in the Joint Staff Headquarters under CJCSC. It will act as the
secretariat for NCA and will perform the functions of planning
and coordination in particular for establishing a reliable command,
control, communication, computers, intelligence and information
(C4 I2) network for the NCA.
The Draft Nuclear Doctrine mentions: “Nuclear weapons shall be
tightly controlled and released for use at the highest political
level. The authority to release nuclear weapons for use resides
in the person of the Prime Minister of India, or the designated
successor(s).” Regarding the survivability of the nuclear weapons,
the doctrine mentions: “The survivability of the nuclear arsenal
and effective C4I2 systems shall be assured.”
See the text: <http://www.ipcs.org/>
Herbert
L. Abrams, “Weapons in Jeopardy: Human Instability in the Nuclear
Forces,” a paper presented at the Conference organized by Islamabad
Policy Research Institute in March 2001.
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