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India's Endorsement of US
BMD: Challenges for Regional Stability
Zafar
Nawaz Jaspal
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T |
he proposed United States Ballistic
Missile Defence (BMD) system with its national and regional variations would
be one of the most advanced and complex weapon systems ever developed. The
system would entail the construction or upgrade of a complex and geographically
disparate array of facilities and components stretching from one continent
to the other. The indispensability of the deployment of the X‑band ground‑based
phased‑array radar for the National Missile Defence (NMD) system drives
United States (US) to improve and consolidate its strategic partnership with
its existing allies and forge a new
strategic partnership with some other states, for example India. The US strategic
partners' territory would be used for the deployment of the BMD systems. The
objectives of the US BMD policy is to build and deploy defences to protect
its people and its forward‑deployed forces as well as to contribute
to the defences of its friends and allies. The countries that are vital in
future US missile defence calculation would be recipients of the US military
technology and economic aid. President George W. Bush's intentions to develop
a new strategic framework would fortify US defence1 and intensify the military potential of
its strategic partners, consequently destabilising the international strategic
stability. Moreover, deploying missile defences will require moving beyond
the Anti‑Ballistic Missile (ABM) Treaty. The condemnation of the ABM
Treaty will have a series of far‑reaching negative consequences for
the international security environment.
The US BMD decision
would affect global nuclear arms control and provoke strong negative reactions
from the Russian Federation and China. It will have a negative cascading effect
in South Asia. Therefore, the potential impact of the BMD on South Asian security
environment in general and particularly on Pakistan's defence strategy could
not be neglected. The real facts on US policy about the US BMD programme are
not known. India has extended its unqualified official support to President
Bush’s determination to build an anti‑missile shield as a strategic
and technological inevitability. This is probably the first time in decades
that India has extended such support to US on any global armament issue.2 Interestingly,
the US BMD is now seen in India, as having merits it did not have a year ago.
On July 24, 2000, Mr. Jaswant Singh, the Minister for External Affairs of
India, in an interview with the Times of India said, 'We have consistently
held a view that opposes the militarisation of outer space. The NMD will adversely
influence the larger movement towards disarmament of which India is a staunch
advocate. We believe that technological superiority will result in a reaction
in other parts of the world, thus reviving the possibility of yet another,
and newer arms race. We cannot support this development'3. This change in Indian
stance raises certain questions. For example, what is here for India in the
U.S. missile defence plans? What benefits can India draw from its participation
with the US in such defence shield plans? Such questions need serious consideration.
The immediate endorsement was that for obtaining a better relationship with
the US. Mr. P.R. Chad, the Director, Institute of Peace and Conflict Studies,
New Delhi commented that 'this serves India's national self‑interest
and its larger intention to develop a new relationship with the Bush administration.4 The better understanding
with the US is essential for New Delhi's ambitious military modernisation
programme coupled with its regional and global objectives. According to Mr.
Agha Shahi, former foreign minister of Pakistan, 'nevertheless, reversing
its traditional disarmament stance, India has seized the opportunity to move
closer to the US as a strategic partner, with the ambition of designing, in
alliance with the US a totally new security regime for the entire globe'.5
The supportive Indian
response appears to have been clinched by the prospects of cooperation in
developing offensive/defensive missile technologies. Under the new strategic
partnership, India would have access to the US sophisticated missile technology
and conventional arms. Therefore, the shift from an earlier more forthright
opposition to the BMD to a much softer even somewhat welcoming line from the
Indian Government would adversely influence the South Asian strategic stability
in general, and undermine Pakistan's security in particular.
On May 1, 2001,
in his speech at National Defence University, the US President George W. Bush
announced his intentions to develop a new strategic framework that is based
on concepts of deterrence, which rely on both offensive and defensive forces.
He stated:
`Today's world requires
a new policy, a broad strategy of active non‑proliferation, counter‑proliferation,
and defences. We must work together with other likeminded nations to deny
weapons of terror from those seeking to acquire them. We must work with allies
and friends who wish to join with us to defend against the harm they can inflict.
And together we must deter anyone who would contemplate their use .... We
need new concepts of deterrence that rely on both offensive and defensive
forces. Deterrence can no longer be based solely on the threat of nuclear
retaliation .... We need a new framework that allows us to build missile defences
to counter the different threats of today's world. To do so, we must move
beyond the constraints of the 30‑year‑old ABM Treaty. This treaty
does not recognise the present or point us to the future. It enshrines the
past’.6
The fundamentals
of the Bush administration’s new strategic framework rest on their understanding
and interpretation of new post‑Cold War strategic threats and the US
role in international politics. They have been convinced that the knowledge
needed to design and build nuclear, chemical and biological weapons and ballistic
missiles is now widespread. About 30 countries either have, or are trying
to acquire ballistic missiles. According to their assessment North Korea,
Iran, Iraq, Syria and Libya pose serious threats to US security, because of
their modest ballistic missile capabilities, coupled with their antagonism
towards the US and its allies7.
Donald Rumsfeld,
US Secretary of Defence, stated that ‘imagine what might happen if a rogue
state were to demonstrate the capability to strike US or European population
with nuclear, chemical or biological weapons of mass destruction. A policy
of intentional vulnerability by the Western nations could give this state
the power to hold us hostage.’8 They believe
that credible deterrence can no longer be based solely on the prospect of punishment through massive retaliation.
Instead, it must be based on a combination of offensive nuclear and non‑nuclear
defensive capabilities working together to deny potential adversaries, the
opportunity and benefits from the threat or use of weapons of mass destruction
(WMD) against the US. On January 11, 2001, Donald Rumsfeld, in the hearing
before the Senate Armed Services Committee for his confirmation as Secretary
of Defence categorically stated: ‘The US should deploy a missile defence system
when it is technologically possible and effective.’9 He believed that deployment of an effective
NMD system could strengthen US and allied security. He further pointed out
that the failure to deploy appropriate defensive systems could also have the
following adverse effects:
a)
Paralysing US ability
to act in a crisis or deterring other countries from assisting it;
b)
Providing incentives
to US friends and allies to develop nuclear capabilities;
c)
Putting the US in
a position where its only option may be pre‑emption;
d)
Moving the US to
a more isolationist position because of an inability to defend against ballistic
missiles10.
The Bush administration
sees missile defence as a hedge against states, which are not deterred by
the overwhelming retaliation capability of the US. Thus, without missile defences,
the US and its allies can be susceptible to nuclear blackmail and allow the
so‑called “rogue states”,11
or, as the US prefers to call them now, ‘countries of concern’, to invade
their neighbours. President Bush argued that, for countries of concern, 'terror
and blackmail are a way of life'. He added that 'they seek' missiles armed
with ‘weapons of mass destruction to keep the US and other responsible nations
from helping allies and friends in strategic parts of the world’.12 This verifies that the Bush administration’s
strategic policy takes into account the US forces’ inescapable involvement
in future military conflicts, which are regional in scope. These include the
high probability of military conflict in the Korean peninsula and in the Taiwan
Straits. They visualise a situation where the vulnerability of US troops to
local and regional missile threats, e.g. in the Middle East, East Asia and
Far East, would do incalculable harm to US interests in the long term13. For example, China might threaten to
attack the US if it moved to defend Taiwan against an invasion from the mainland.
Similarly, Iran14 or Iraq
might develop WMD to prevent US intervention in the Persian Gulf. Hence BMD
would provide the US a defensive shield and confidence that it could intervene
without itself suffering severe consequences.
Since the Cold War
ended, American scholars and strategists have debated whether China will pose
a security threat to the US homeland, its global and regional interests in
East Asia/Far East in the next few decades. For many American strategic analysts,
Chinese military of the twenty‑first century is replacing the Soviet
military of pre‑Gorbachev years and Japanese economy of the 1970s as
the next big purported threat to American global leadership.15 However, in the present international
scenario, Washington considers and vocally termed “rogue states” as a threat
to its interests. The Americans perceive that it would be difficult to deter
these states from attacking the US by the prevalent nuclear deterrence strategy.
But this threat perception is debatable. In real terms, these states do not
pose any military threat to the Americans homeland. For instance, North Korea
one of the most advanced in missiles and weapons of mass destruction technology,
among the “rogue states”, is not capable of making multiple launches of missiles.
On August 31, 1998, North Korea tested a Taepodong‑1 missile, which
is believed to be a Nodong with a Scud‑like second stage and a small
third stage kick‑motor. The Taepodong‑1 flew only 1320 km.16 This proves that in order to develop
a long‑range ballistic missile, the North Koreans would have to make
remarkable progress in propulsion, guidance, airframe, warhead and re‑entry
vehicle technology. There is no evidence that North Korea has mastered these
technologies. At the same time one cannot ignore the fact that North Korea
is eager to open normal trade relations with the West, seems to be willing
to suspend its long range missiles programme for real material gain. Secondly,
North Korea, Iraq and Iran are members of the Non-Proliferation Treaty (NPT)
of 1967. And all their nuclear facilities are under the safeguards of the
International Atomic Energy Agency. Thirdly, there is a reason to doubt that
they would ever use their weapons of mass destruction (WMD) against the US,
due to the overwhelming US retaliatory capability. The historical record shows
that in the past, states have been deterred from using such weapons, when
the US threatens to retaliate. For example, Saddam Hussein was deterred from
using chemical or biological weapons during the Gulf War, despite his threats
to do so, by the US decision that such an attack would meet with a devastating
US response.17
It seems that the
“rogue states” threat has been exaggerated out of proportion and made a good
excuse to develop the BMD system, which would be employed for the containment
of other major powers. Interestingly, some scholars opine that the likeliest
nuclear attack against the United States would come not from a nuclear missile
launched by a rogue state but from a warhead in the belly of a ship or the
back of a truck delivered by a group with no return address. Furthermore,
the greatest nuclear danger to the US today and in the near future is likely
to be an accidental launch of missile armed with nuclear warhead from Russia.
The current US policy of maintaining large numbers of highly accurate nuclear
weapons, that can be launched promptly to attack Russia's nuclear forces,
stands in the way of reducing this risk.
Some key officials
of the Bush administration consider China the predominant threat to American
interests. Colin Powell, the Secretary of State has rejected the Clinton administration's
posture of 'China as a strategic partner'. In his January 17 confirmation
hearing he stated: 'China is a competitor and a potential regional rival’.18 On May 1, 2001 in his
speech on missile defences, President Bush spoke of reaching out to both Russia
and China. While he was elaborating his desire to build a constructive new
relationship with Russia, he ruled out any such prospects with China. Washington
reinforced this message when the high‑level emissaries sent to consult
with Asian leaders on American missile defence plans conspicuously omitted
Beijing from their itinerary. A lower‑level delegation visited Beijing.19
In late January 2001, the US Air Force staged
its first ever space war game. The possibility of war in space turned from
pure scientific fiction to realistic planning by the Space War Centre at Schriever
Air Force Base, Colorado. The simulation was based on a scenario with growing
tension between the US and China in 2017. The exercise perceived that in 2017
US would be involved in a conflict with a large near‑space peer nation
'Red', which threatens to attack 'Brown', a small neighbouring country. The
good guys 'Blue' come to the rescue, launching reusable space planes and deploying
missile defences, anti‑satellite lasers, and tiny attack satellites
known as micro‑satellites. Several participants admitted that Red force
was modelled on China.20
The concept of space war exercise is a part of the US East Asian war fighting
strategy. The basic elements of the American’s East Asian strategy are deterring
attack on allies and friends; maintaining East Asian bases for global power
projection; and preventing spirals of tension among regional actors whose
relations are plagued by both historical legacies of mistrust and contemporary
sovereignty disputes.21 According
to Thomas J. Christen’s assessment,'...with certain new equipment and certain
strategies, China can pose major problems for American security interests,
and especially for Taiwan, without the slightest pretence of catching up with
the US by an overall measure of national military power or technology'. He
added, 'I firmly agreed with those who are sceptical about China's prospects
in significantly closing the gap with the US’.22
The first indication of a missile launch against the US would come from early warning satellites deployed in geo‑synchronous orbits about 36,000 km above the equator. The satellites detect the launch of a missile by seeing the hot and bright plume from its engine. Once the missile is detected, the control centre tells different sensors to track the missile or the warhead and decoy it releases and discriminate between them. After the missile rocket engines have stopped burning, other BMD sensors (X‑band ground based phased‑array radar and a space‑based missile tracking system) take over and detect and track the warhead or warheads as well as discriminate the warhead from any missile debris, decoys or other objects produced by the missile. The data from the radar and space‑based sensors could be sent to the command centres. There the data would be correlated to assess the nature of the threat, to discriminate real warheads from decoys, and to determine when interceptors should be launched against incoming targets.
The interceptors
(which Americans call a kinetic energy kill vehicle) employ 'hit to‑kill'
technique ‑ hit a bullet with a bullet. The kill vehicles do not have
any explosives. The kill vehicles use infrared sensors to hit targets. They
destroy the target by a collision, at very high speed of about 15,000 miles
per hour or more, with the target missile. In order to maximize the probability
of a successful intercept, the BMD system will fire one or two interceptors
at each attacking warhead. If timelines permit, the system may then observe
results of the intercept attempts and if necessary fire additional interceptors.
If time does not permit the use of this ‘shoot‑look‑shoot’
strategy, the defence may simply fire a single salvo of four or five interceptors
against each incoming warhead.23
There are five basic methods
of destroying the hostile missiles;
a)
Pre‑launch attack, meaning attacking the missiles before their
launch;
b)
Boost‑phase interception, meaning attacking the missiles
while they are being accelerated by their rocket boosters. During the boost
phase, booster burns and the missile moves relatively slowly;
c)
Exo‑atmospheric interception or in midcourse, meaning attacking
the missiles or their warheads during midcourse in the upper atmosphere or
above it, when the attacking missile is traveling outside the atmosphere;
d)
Endo‑atmospheric interception, meaning attacking the missiles
or their warheads during the re‑entry phases in the lower, denser atmosphere.
When the offensive missile is approaching its target within the atmosphere;
and
e)
Civil defence, meaning reducing the effects of the missile attacks
by strengthening constructions on the ground or hiding personnel and facilities
at safe locations.
The US has not yet
determined the specifics of its future missile defences. The decisions about
how, and when, and how much, are still decisions to come. What Bush administration
is talking about the BMD at the moment is still a concept. But one fact is
clear that the architecture of the missile defences would be different from
Clinton's administration NMD plan, which pursued plans for midcourse intercepts
with the interceptors initially based at a single location. In his speech
on May 1, 2001, President Bush briefly mentioned the prospect of land, air,
and sea‑based defences. Although he discussed the advantages of intercepting
missiles in the boost phase during the first few minutes of flight, he admitted
that there is still more work to do to determine the final form the defences
might take.24
Nevertheless, the Bush administration has indicated that the BMD plan would
be a multi‑layered defence system, meaning that the system would combine
several of the basic options. On May 2, 2001 Donald Rumsfeld, the Defence
Secretary, hinted that in addition to land, air, and sea‑based defences,
space‑based options could not be ruled out. On May 8 he announced that
the Pentagon office overseeing missile defences had identified 'eight, ten,
or twelve different, things .... that they think merit attention.25
The Bush administration's
statements regarding the BMD plan indicates that they would adopt an approach,
which would be based on the concept that interceptors can destroy the incoming
missile at three stages; the boost phase, exo‑atmospheric interception
or in midcourse and endo‑atmospheric interception. Each option has advantages
and disadvantages. There is one inflexible rule about missile defence –
the later you detect and intercept an enemy missile, the closer it will be
when you destroy it, and the smaller the area you can defend. Conversely,
the earlier you can detect, and act, the farther away it will be when you
destroy it and the greater the area you can defend. Therefore, farther is
better. It gives you enough time to gain a chance for a second or third shot
if you miss. In addition, during the boost phase the hostile missile travels
at a relatively slow speed, presents a high infrared profile, and is well
before any deployment of its warheads and decoys. It also eliminates the problems
of dealing with multiple warheads or sub‑munitions.26 Hence, the potential to intercept and
destroy a missile over enemy territory soon after launch, rather than over
friendly territory, makes the development of a boost phase intercept capability
very desirable.
But the problem
with this option is that the reaction time is very limited. A boost-phase
intercept would need to be conducted within the 250‑second burn‑time
of an ICBM27. Secondly, the US forward
theatre interceptors deployment becomes inevitable to hit the enemy missile
in its boost phase. The US has to station its interceptors on land or on cargo
ships converted for the single purpose of carrying these interceptors nearer
to the state of concern so that its interceptors hit the target within a short
span of time. For example, BMD plan designed to hit a missile launched from
North Korea interceptors could be deployed at a joint US‑Russian site
located on Russian territory south of Vladivostok or on US military cargo
ships stationed in the Japan Basin. Against Iraqi ICBMs, a single interceptor
base in south‑east Turkey would suffice to protect the entire US national
territory. For countering Iran, US would require interceptors based in the
Caspian Sea, or perhaps in Tajikistan and on ships in the Gulf of Oman. But
the ships in the Japan Basin, Caspian Sea and Gulf of Oman housing the interceptors
are in principle vulnerable to attack from the ships or submarines of concern
states. The second alternative being touted for the BMD boost phase intercept
is the Air Force's Airborne Laser (ABL). The programme has not been considered
appropriate because of technical hurdles that thwart development.
In case of midcourse,
the ICBM can be intercepted while it travels in the vacuum of outer space.
This permits more time for decision to the command and control centre for
reaction. However, the most serious problem with a mid‑course system,
as many analysts have pointed out, is that it can be defeated by countermeasures
that are quite simple to develop compared with an ICBM programme. For example,
light and heavy objects follow identical trajectories in the vacuum of outer
space, the offensive ICBM could employ a number of techniques to deceive the
intercept vehicle. For example, a substantial number of lightweight decoys
could be deployed in parallel with the real warhead, making it difficult for
the interceptor to discriminate between them. Such lightweight decoys can
be designed to simulate the thermal emissions from the real warhead and even
the fluctuation in such emissions or variations in reflected light caused
by the warheads’ motion. Alternatively, the offence could employ anti‑simulation
countermeasures, in which the real warhead is enclosed in a light balloon,
making it indistinguishable from a number of accompanying decoy balloons28. However,
one potential flaw with a balloon decoy is that its temperature could differ
greatly from the temperature of the warhead, thus enabling heat‑sensitive
seekers to easily distinguish between the two. Because a warhead has substantial
mass (perhaps 500‑1,000 pounds), it does not cool much in its passage
through space. Thin, empty decoy balloons, on the other hand, could change
temperature rapidly, depending on their surface coating. They could either
be warmer than a warhead in sunshine or cooler. At night, they would cool
rapidly unless measures were taken to prevent this. This problem, however,
could be easily overcome. It takes less than a pound of lithium battery within
a decoy balloon to supply as much heat to the interior of the balloon as the
warhead itself would have.29
Technically, intercept
during the re‑entry phase or within the atmosphere is easier for the
defence due to the ICBM warheads being highly visible to radar and to optical
sensors. Because of the very hot 'wake' produced by the Mach‑23 RV as
it enters the atmosphere. Balloons and light chaff are no longer effective
against sensors, they will be retarded or destroyed on re‑entry. Though
there is little time left at this point. Computers can calculate the trajectory
of the warheads, making interception possible. But a sophisticated attacker,
however, can complicate the problem by making the warhead maneuverable and
its path may not be determined by the interceptor. In this case the warhead
must be destroyed twenty miles above the earth, otherwise there would be fall‑out
damages.30
The combination of land, sea and
air‑based elements would make BMD greatly effective. For example, under
favourable geographic and technical circumstances nonstatic sea‑based
BMD can be extremely effective and enjoy the political advantage of being
based in international waters. This system cannot be easily targeted by the
terrorists because of its mobility.
Some in Europe even
questioned the US threat assessment.31
However, China had more bluntly criticised US plans than Russia and Europe.
China is opposed to BMD, which it sees as a potential threat to its own nuclear
missile deterrent. Beijing also fears a regional version of the system could
neutralise its missile potential against Taiwan, which it considers a renegade
province that must return to its rule. Therefore, it has made clear that it
does not accept the rogue state rationale and sees itself as the focus of
the US BMD systems. China's interpretation that the BMD is directed against
it, seems legitimate, due to Americans’ provocative actions like arming Taiwan
with Patriot missile capability,32 human
rights interventions, a higher profile for the Tibetan cause and above all
Bush administration's perception that China is an emerging threat to the US
security33.
China fears that
a limited US defence could negate its small arsenal of roughly 20 to 25 ICBMs.
It has announced that its opposition to BMD would not change. It is expected
that China can respond by developing new quantities and qualities of missiles
and warheads capable of compensation for the reduction in their deterrent
capabilities that would be brought about by a defensive shield. China is thus
likely to invest in a more robust nuclear triad. Within the triad, as China’s
strategic long‑range strike programmes come to fruition, single warhead
liquid‑fuel missiles will be replaced with longer‑range, multiple
warhead, solid‑fuel systems. The US BMD could also force changes in
China's deployment posture. China currently lacks the technical capability
to maintain its nuclear force on a high‑alert status. Warheads are stored
separately from their missile launchers. Because Chinese ICBMs are liquid‑fuel,
they require lengthy launch preparations. China's current nuclear modernisation
plans will bring it within striking distance of deploying a credible and survivable
deterrent. However, BMD could prove to be the decisive factor that might persuade
Chinese leaders to transform a small strategic deterrent into a full nuclear
war‑fighting capability.34
But China's engagement in an arms race with the US would be disastrous for
its economy. Perhaps that is part of the American calculation.
The above discussion discloses that the nature and the future of Sino‑US
relations once again became questionable. The Bush Administration broke the
limited consensus of the two governments on building a constructive strategic
partnership. One can consider that their future relationships would be competitive
or even confrontational, following the pattern of traditional relations among
great powers in the past. The differences between the US and China in international
and regional strategic issues, such as Iraq, Kosovo, the US‑Japan strategic
alliance, the US and Taiwan military co‑operation and missile defence
systems prove that China would be a peer competitor. When the two countries
differ in so many strategic issues, it is imperative for the Americans to
adopt a containment policy against China. China’s warming relations with the
Russian Federation, Central Asian states and Pakistan leaves US to cultivate
its strategic partnership with India, besides its East Asian and Far Eastern
allies to contain China regionally.
The US has yet to decide how missile defence
goal will be technically accomplished. Whatever the final architecture of
the proposed missile defence plan would be, Washington has to station its
BMD’s critical parts on its allies' territory. If China is the target of the
US BMD, the Indian cooperation would be required for enhancing the credibility
of the system, against the authorised, accidental and unauthorised missile
launches from China. For example, ground‑based sensors (Xband Radar)
and boost‑phase interceptors would be deployed in India, similar to
the deployments at Flyingdales (United Kingdom) and Greenland (which is under
the sovereignty of Denmark). In addition, the interception at the boost phase
has a very short, less than three minutes time span. Therefore the interceptors
must be homed near the launch site.
India’s Warming Relations with the US: Utilitarian
Approach
With the end of
the Cold War, India has been forced to rethink its foreign policy priorities.
The former Soviet Union, India’s benefactor and primary source of military
equipment, is no more, the Non‑Aligned Movement is moribund, China’s
economy and armed forces have grown by leaps and bounds, and Pakistan established
its strategic equilibrium with India by conducting its nuclear explosions
in May 1998. In this new environment, US has assumed relatively greater influence
as New Delhi has realised that it can no longer play its 'Soviet Card' and
as Indian economic policy has actively sought to attract overseas investment
capita1.35 Moreover,
the President Bush's strategic framework has shifted the focus of policy away
from Russia, whose power is by all accounts declining, to China that is regarded
as an emergent power of great future significance. Such strategic shifts have
positive influence on India's relations with the US. With this background
India had endorsed US BMD policy. On May 11, 2001, Indian Defence and External
Affairs Minister, Jaswant Singh, said after an extended hour‑long meeting
with the visiting US Deputy Secretary of State, Richard Armitage, 'We are
endeavouring to work‑out together a totally new security regime which
is for the entire globe’.36
India can derive many advantages from its support
to US BMD plan. According to Pamela Constable, 'India had several motives
in welcoming Washington's proposal. It has long sought global prestige as
a major democracy and emerging nuclear power, and it is eager to have the
U.S. sanctions lifted and to gain a permanent seat on the UN Security Council.
Moreover, India is keen to replace Pakistan, its neighbouring rival and a
Cold War‑era ally of the United States, as Washington's strategic partner
in the region’.37
India, a country
that has long criticised US strategic policy, described Bush’s speech as “highly
significant and far‑reaching”. This unprecedented New Delhi's endorsement
comes at a time when there are growing signs that the Bush administration
may lift US sanctions imposed on India for its May 1998 nuclear tests. In
addition, Indians have been aspiring that they will receive assistance and
investment in its backward defence industry from the US. This assistance is
essential for the rectification of India’s shortcomings in the missiles and
other military related technologies. In fact, in 1999, the Indian All‑Party
Parliamentary Standing Committee on Defence severely criticised the ordinance
factory board for operating its 39 units in a 'sub‑ standard environment'
and under‑utilising their capacity38. So, in order to overcome these drawbacks
the Indian government has opened its monopolistic state‑owned defence
industry to private participation through licensing, with a foreign direct
investment39.
The US new strategic
policy communicates that it will assist its allies in developing their defensive
capabilities. India has been developing the missile defence systems by fusing
the foreign and domestic research and missile components. Despite the fact
that thousands of Indian scientists have been working on the missile projects,
India still needs foreign assistance
for the development of its Theatre Missile Defence (TMD). It has been receiving
foreign technology (covertly/overtly) for its missile defence project from
the Russian Federation and Israel.40 India's other preference for augmenting
its TMD capability is to buy these missiles from friendly states. For example,
Israel is transferring its Arrow Anti‑tactical Ballistic Missile (ATBM)
and Phalcon‑‑Airborne Early Warning (AEW) aircraft. India is also
developing an AEW platform equipped with phased array radar technology, similar
to be used by Phalcon, to cue its ATBM system.41 Therefore, India had negotiated an agreement
with the Russian Federation for the acquisition of an advanced air defence
system with ATBM capability – either
the S300 PMU‑1 or the S‑300V. The S‑300 PMU‑1 is a
highly mobile surface to air missile system42.
On June 12, 2001 in a joint venture in missile development, scientists of
India and Russia successfully test‑fired PJ‑10 medium‑range,
two‑staged (liquid‑solid propellant) surface‑to‑surface
cruise missile. The 6.9 meter high missile is capable of carrying multiple
warheads and can hit a target at about 280 km within 300 seconds. The missile
is specifically designed as an anti‑ship weaponry system43.
In addition, the Indian Navy had finalised a deal regarding the purchase of
Barak anti‑missile defence system with Israel. The Barak missile is
designed to operate in high‑clutter environment against small fast targets.
Its range is 6‑8 kilometres.44
It can deal with sea skimmers coming in at under a metre in height. Moreover
it was reported that three Russian‑built Kivak‑III class stealth
frigates are to be commissioned to the Indian Navy in 2002. These frigates
are being built for India under a $1 billion deal signed in 1997. Fitted with
the most sophisticated weapons, the frigates can destroy Pakistan's Agosta
submarines much before coming within the range of their torpedoes.45
Indo‑Israel
cooperation is vital for the success of India’s TMD project.46 There are ample chances that India's
opposition to the US BMD would impede the progress in relations between India
and Israel. Consequently, India could face problems in mastering the anti‑missile
defence technology because under US pressure, Israel would cancel its military
cooperation contracts with India. In fact, the US funded the Arrow missile
project, developed by the Israeli aircraft industry. Moreover, the US ballistic
missile defence policy reveals that the US will not only transfer TMD but
also co‑operate in the research and development of anti‑ballistic
missile defence capabilities with its allies, notably, the technologies related
to the missile interceptor of the Theatre High Attitude Area Defence (THAAD)
system, when modified, have a delivery capability. Therefore, India is keen
to develop an understanding with the Americans, which would assist it in transferring
and acquiring American missile technology.
Pakistan's security interests are inextricably tied to India's military posture. Since its independence, Pakistan perceives constant military threats from India. The 1971 tragedy led Pakistan to rely on its own resources, rather than on the external protectors for its security. This 'look within' strategy justified Pakistan’s overt posture of nuclear weapons capability and their delivery systems. In the prevalent South Asian strategic environment, the relationship between India and Pakistan is no longer solely a zero‑sum game with only winner and loser. Both states are aware of this harsh reality that nuclear war between them would be a calamity whatever the result in relative disadvantage. Since the overt nuclearization, they appeared to have realised that the presence of nuclear arsenals in both countries, and the associated spectre of nuclear devastation, have forced them to minus all‑out war option from their strategic doctrines. The fact of nuclear possession is forcing strategic pundits in both states to realise the importance of crisis avoidance and management. But India’s commitment to develop its TMD will certainly disturb the delicate balance of power and undermine Pakistan's security. Psychologically, Indian missiles defence will make Pakistan feel more vulnerable and less secure than before. At the very least, ballistic missile deployments introduce one more element of uncertainty into an already militarised region. Worst case analysis and mirror imaging could oblige Pakistan to devote more resources to its defences for sustaining its nuclear deterrence. The credibility and effectiveness of the Pakistan nuclear deterrent is based on the manifest capability to inflict unacceptable damage on India if it attacks.
Nuclear deterrence is a dynamic concept, which requires constant vigilance
to detect and counteract destabilizing developments. Moreover, a nuclear balance
is achieved when each side, after absorbing an initial blow, has a second‑strike
force able to inflict unacceptable damage on adversary. Pakistan's geographical
narrowness or lack of strategic depth and the Indians' commitment to introduce
more sophisticated nuclear capable delivery systems, like cruise missile,
and ballistic missile defence systems pose serious challenges to credibility
of Pakistan's nuclear deterrence. The Indian weapons procurement and development
policy has potential to erode the strategic equilibrium and shift balance
of power in its favour. The calculus of real‑politik holds that
India behind the safe missile shield might be more likely to adopt military
adventurous policies against Pakistan. For instance, by neutralising Pakistan’s
retaliatory capabilities with the deployment of anti‑missile systems,
India could launch a conventional war or nuclear pre‑emptive strike
against Pakistan, without fear of nuclear retaliation from Pakistan.47 This
indicates that Pakistan’s present strategic capabilities cannot provide it
a reliable second‑strike capability in future against India. Therefore,
the caution against relying on forces that are too small is obvious. In fact,
small forces would presumably be easier to destroy in a first strike and therefore
would have less credibility as a deterrent because the surviving forces might
not be able to retaliate. Based on this, nuclear deterrence requires some
balance in terms of numbers of weapons and their technologies. With sizeable
forces on both sides, the aggressor cannot be certain of a successful first
strike. How should Pakistan effectively respond to the new strategic realities?
Pakistan has to revise its strategic policy in order to counter the new strategic
challenges. While responding to the Indian TMD threat, the alternative means
of achieving its objectives must be weighed carefully and then the option
that will maximize Pakistan’s gains and minimize its losses (decrease military
vulnerability and economic costs) must be chosen. In the present scenario,
Pakistan’s strategic policy ought to take the following factors into consideration.
a)
South Asian Anti‑Ballistic
Missile Treaty
Pakistan and India have already signed some nuclear and missile related agreements. For example, agreement not to attack each others’ nuclear facilities. Both states are honouring these agreements. Though the expectations would be modest, there are possibilities for more confidence building measures. Pakistan and India should negotiate the South Asian Anti Ballistic Missile (SAABM) Treaty, prohibiting nation‑wide defences against strategic and tactical ballistic missiles and barring the development, testing, and deployment of sea, air, space and mobile land‑based ABM systems or components. The basis of this treaty would be the mutual recognition that India and Pakistan have already attained a strategic balance based on nuclear deterrence. Neither side could launch a nuclear attack against the other without calculating the risk of a retaliatory strike that would produce unacceptable damage. Therefore, without nation‑wide defences, both India and Pakistan have confidence that the other would not risk a nuclear attack, knowing that it would be vulnerable to a retaliatory strike.
The possibility for the constitution of SAABM Treaty is remote between
India and Pakistan. But the encouraging factor is that China opposed the developments
and deployments of anti-missile systems. India always legitimised its nuclear
weapons programme by linking it with China's nuclear weapons capabilities.
Therefore, simple rejection of SAABM Treaty is not possible for India.
b) Qualitative
and Quantitative Development of Missiles
India’s deployment of missile defences would make imperative the modernization of Pakistan's offensive force so that it could guard itself and penetrate India’s defences. The corollary of this anticipated action‑reaction relationship is the hypothesis that the limitation of strategic defences establishes the necessity of offensive limitations.48 But it seems that India will not limit itself with its offensive might. It will deploy missile defences once it overcomes its technological shortcomings in this field. Therefore, Pakistan’s credible nuclear deterrence requires maintenance of an unmistakable, secure retaliatory capability, preferably unchallenged by quantitative or qualitative improvements of Indian missile defence systems. Being a neighbouring state of Pakistan and due to a short‑flight time of hostile missiles, India would prefer to adopt a strategy for intercepting Pakistan’s offensive missiles at their pre‑launch site and boost phase. Therefore, Pakistan has to adopt some countermeasures to ensure the credibility of its offensive missiles. Notably, for pre‑emptive strikes India has to locate where all Pakistani offensive missiles are based. If it discovers them, it could destroy them pre‑emptively, in the case of hostilities. However, if Pakistan’s missiles are mobile, and if they are out of garrison and not otherwise observed, they are not vulnerable to such attack. In addition, Pakistan could disperse and store these missiles in hardened silos. Building bombproof hardened silos in plain areas is a costly affair. The economical strategy is that Pakistan shelters its missiles in mountain tunnels. These natural shelters could be modified into bombproof silos by limited financial investment. In addition, it should also build dummy missile silos and make dummy missiles deployments as well.
Pakistan should also start working on the technology and techniques, which nullify or defeat the boost phase interceptors. Countermeasures to a boost‑phase interceptor system might include redesign of the missiles to become a fast‑burn missile. Because the boost phase interceptors carry a simple sensor to detect visible or near-infrared energy, it immediately detects the bright flame of the rocket and home the interceptor against the flame. Additionally, one‑stage dummy missiles might be launched to provoke and disguise the launch of the interceptors.
Some analysts also believe that in addition to ballistic missiles,
Pakistan ought to develop cruise missiles and missile defence systems. The
indigenous development and manufacture of cruise missiles require expertise
in airframes, propulsion systems, flight controls and warheads.49 Unfortunately, at the moment, the development
of these systems are not advisable. Pakistan’s economy cannot sustain the
burden of additional defence expenditure. Therefore, the best option for Pakistan
in the present scenario is to avoid arms race with India. Instead of developing
new kinds of offensive and defensive systems, Pakistan should concentrate
on and be contented with its existing missile capabilities. It should only
increase the numerical strength of its missile potential. For example, if
India would be able to intercept Pakistan’s twenty missiles, it must have
twenty-five missiles in its arsenal.
Conclusion
The US BMD has an inherent potential to initiate an action‑reaction arms race cycle. In the 1960s arms competition was between the US and the Soviet Union. That essentially bilateral competition is still not resolved. Since the primary rationale for the US BMD is that the missile programme is for ‘rogue states’, such as North Korea, Russia fears that the US BMD, even initially limited to counter North Korea, might serve as a base for a highly effective system, capable of countering a reduced number of the Russian ICBMs and SLBMs. In East Asia a much more complex scenario is in the offing. China is the most directly influenced by the US BMD initiatives. The most predictable impacts of the BMD are: firstly, it will jeopardise the global strategic balance and stability; and secondly, it will hamper the international arms control and disarmament process and even trigger a new round of arms race. To be specific, it may start off an arms race in outer space, and may also extend the arms race from offensive weapons to defensive weapons. Thirdly, it will undermine the international non‑proliferation regime and efforts to reverse the arms race. Fourthly, the US BMD programme will increase the weight of the military factor in international relations, which is detrimental to international peace and security.
The US shifts from the protection of Mutually Assured Destruction towards the pursuit of missile defences, and India’s support to this decision would have negative and destabilising effects on Pakistan’s nuclear deterrence. India's offensive and defensive modernisation and deployment plans with the assistance of its friendly states would undermine Pakistan's diplomatic attempt for institutionalising some form of nuclear strategic restraint regime in the region. In addition, India's successful developments and deployment of missile defences would undermine the strategic equilibrium between India and Pakistan and missile defences would intensify India's confidence to counter Pakistani retaliatory capability. Hence Pakistan's response to the Indian anti‑missiles plans is inevitable. Most pressing need for Pakistan is to augment its own limited short‑range as well as intermediate‑range missile force, both qualitatively and quantitatively. In the present scenario Pakistan has nowhere to go to acquire SAMs/TMDs even if it wanted to purchase them. Moreover, Pakistan's economy may not bear the cost of purchasing TMDs. Therefore, it has to rely on its own existing indigenous scientific missile infrastructure. The best option is that Pakistan modernise its offensive missile capabilities, so that, these missiles dodge the interceptors and successfully inflict intolerable damage by hitting the target. Multiplying the number of missiles and warheads is an applicable choice in the present economic circumstances of Pakistan. Enlarging Pakistan's missile forces to overwhelm the enemy defence certainly has some significant costs for Pakistan’s fragile economy. Nevertheless, it is imperative that Pakistan keep the option of missile build‑up intact. The reason for this is that the build‑up option is so simple to understand and so certain to work. Another advantage is that the build‑up would be visible to the outside and would therefore help to discourage any first strike against Pakistan. In a nutshell, it is the only pragmatic option for maintaining the credibility of Pakistan's nuclear deterrence.
* Zafar Nawaz
is a Ph.D.
student at the Department
of International Relations,
Quaid‑i‑Azam
University, Islamabad, Pakistan.
1
See `President Bush's Speech on Nuclear Strategy’,
Arms Control Today, (June 2001). hftp://www. armscontrol.org/act/2001‑06/docjun
O1. asp.
2 See Raja Mohan, 'India Welcomes Bush Plan
for cuts in n‑Arsenal', The Hindu (May 3, 2001).
3 See V. Sudarshan, 'The Ballistic Friends', Outlook,
(May 14, 2001) pp76‑77.
4 See P.R. Chari,'Posers on the NMD', The
Hindu, reprinted in The News (June 7, 2001) p28.
5 See Agha Shahi, 'Pakistan, China and NMD, Dawn
(May 19, 2001).
6
See
`President Bush’s Speech on Nuclear Strategy’,
op cit. The US is very likely to withdraw unilaterally from the 1972
ABM Treaty in the same manner that it withdrew from the Kyoto environmental
agreement earlier this year.
7
See Dean A. Wilkening, 'Ballistic Missile Defence and Strategic Stability',
Adelphi Paper 334, (New York: Oxford University Press, 2000)
p. 9. See also John Deutch, Harold Brown and John P. White, 'National Missile
Defence: Is There Another Way', Foreign Policy, No. 119 (Summer 2000),
pp. 92‑93.
8 See
Donald Rumsfeld, 'Toward 21st‑century deterence' The News (
June 30, 2001) p 27.
9 See 'Rumsfeld says He will consult more closely
with Allies', Washington File (January l2, 2001) http://Usinfo. state.
gov/topical/tra nsition/01011201.htm
10
Ibid.
11 Like many other terms of political
discourse, the term Rogue State has two uses: a propagandist use, applied
to assorted enemies, and a literal use that applies to states who do not
regard themselves as bound by international norms. Logic suggests that the
most powerful states should tend to fall into the latter category unless
internally constrained, an expectation that history confirms. In March 1999,
the newsletter of the American Society of International Law observed that
international law is
today probably less highly regarded in the US than at any time in the
century. See Noam Chomsky, Rogue States: The Rule of Force in
World Affairs (London: Pluto Press, 2000) pl.
12 See Ben Sheppard, 'US missile defence plans consign ABM Treaty to
history, but where do the allies go from here?' Jane's information Group
(May 3, 2001).
13 Geographically, East Asia consists
of (east) Russia, Mongolia, China,North Korea, South Korea and Japan. However,
since it has forward‑deployed its troops into this region and formed
military alliances with Japan and South Korea, the United States can be
regarded as a part of East Asia politically.
14
Iran tested Shahab‑3 with 1300 km range and 750 kg payload. According
to American reports Iran has been working on the Shahab‑4, and Shahab‑5
having ranges 2000 km and 3000‑5500 km respectively. See Joseph Cirincione,
“The Ballistic Missile Threat”, in Joseph Cirincione, Steve Fetter, George
Lewis, Jack Mendelsohn, John Steinbruner, White Paper on National Missile
Defense (US: Lawyers Alliance For World Security, April 2001)p. 22.
15 See Thomas J. Christensen,
'Posing Problems without Catching Up: China's Rise and Challenges for US
Security Policy', International Security, Vol. 25, No. 4 (Spring
2001) p6.
16 In the 1990s, North Korea tested and then deployed a 1000 km range missile, Nodong, based on a scaled‑up Scud engine. See Joseph Cirincione, opcit. p.17.
17
See Joseph R. Biden,
Jr. US Senator, 'Opposing the National Missile Defence Act' (March 16, 1999)
http://www.senate.govt/‑biden.
18
The Clinton administration viewed China as a strategic partner, and emphasized
expanded trade rather than disagreement over Taiwan. See John Isaacs, 'Bush
11 or Reagan 111?, Bulletin of the Atomic Scientists (May/ June 2001)p.
31. But the structure of the NMD system designed for the Clinton administration
is obviously East Asia‑oriented, especially in its first deployment
phase, C1. In the C1 phase, the only new missile tracking radar will be
deployed on Shemya, an outpost well located to watch missiles from East
Asia, including Russian Siberia, Korea, and China. The only NMD launch site
in the C1 and C2 phases would be in Central Alaska, which is much closer
to East Asia than to the Middle East or the European part of
Russia.
19 See 'China Viewed Narrowly', The New York
Times (June 10, 2001).
http://www. nytimes.com.
20
See 'Self‑ fulfilling Prophecy?',
Bulletin of the Atomic Scientists (May/ June 2001)pp.10‑11.
21
See Thomas J. Christensen.
opcit. p. 7.
22 Ibid. To many American analysts China seems devoted to developing new coercive options to exert more control over Taiwan's diplomatic policies, and to threaten or carry out punishment of any third parties that might intervene militarily on Taiwan's behalf, including both US and Japan.
23 See George Lewis, 'The US NMD
Program', in Joseph Cirincione, Steve Fetter, George Lewis, Jack Mendelsohn,
John Steinbruner, Op. cit. pp. 5, 7,8. See Dean A. Wilkening, 'Amending
the ABM Treaty', Survival, vol. 42, no. 1 (Spring 2000) pp. 30‑31.
See 'DOD News Briefing' (June20, 2000) http://www.defenseIink.miI/news/Jun2OOO/+06202000
+0620nmd.html.
24
24 See Wade Boese, 'Bush Pushes New Strategic Framework, Missile Defenses'
Arms Control Today (June 2001). hftp://www.armscontrol.org/act/2001‑06/speechjunO1.asp.
25
Ibid.
26 Intercepting an ICBM in its
boost phase‑that is, while the rocket motor is still burning‑has
other advantages over attempting a mid‑course intercept. Instead of
having to hit a small, relatively cool warhead that is traveling quickly,
the target is a large, hot booster that is moving more slowly. See Richard
L. Garwin, 'Boost‑Phase Intercept: A Better Alternative' Arms Control
Today (September 2000). http://www.armscontrol.org/act/2000‑09/
bpiseptOO.asp.
27 Ibid.
28 Placing the nuclear warhead
in a metal‑skinned balloon surrounded by dozens of similar decoy balloons
would thoroughly disguise it to radar and to the seeker on the homing kill
vehicle of the interceptor missile. See Wolfgang K. H. Panofsky, 'The Continuing
Impact of the Nuclear Revolution’, Arms Control Today (June 2001).
http://www.armscontrol.org/ ACT /June 2001/pikap2001.htm
29 Richard L. Garwin, The Wrong Plan',
The Bulletin of the
Atomic Scientists Vol. 56, No.2, (March/ April 2000) pp. 36‑41.
30 See Mackubin Owens, Bomb Blocking, The American Enterprise (Washington
DC: April/May 2001).
31
At the Shanghai summit, the
defence ministers met on June 14, 2001 and expressed support for the 1972
Anti‑Ballistic Missile Treaty, calling it the "cornerstone of
global strategic stability". For more detailed international responses
to the US BMD plan see Zafar Nawaz Jaspal, 'US BMD: Leading to a New Era
of Arms Race?' Strategic Studies, Vol. xxi, No. 1 (Spring 2001)pp.
49‑53. See also 'Russia wants talks with US, India on NMD' The
Times of India (June 1, 2001). See also Phil Chetwynd, 'China, Russia,
Central Asia unite against missile defence', The Times of India (June
16, 200 1). Dr Maqbool Ahmad Bhatty, 'SCO: a response to Bush's NMD', Dawn
(July 1, 2001).
32
Chinese draw links between offensive
and defensive missile systems. They have argued that Taiwan could use technologies
acquired for a missile defense to develop offensive systems. On June 20,
2001 the Taiwanese army test fired US Patriot missile. The Patriot was
fired as the China was conducting massive war games in the region, including
the mock invasion of a Taiwanese island. China expressed its strong opposition
and dissatisfaction. Chinese foreign ministry spokeswoman Zhang Quiyue said,
'The assistance by the United States in having a test of the Patriot missile
violates its commitments'. She added the test also violated the PRC’s sovereignty
and undermined the stability of the entire Asia‑Pacific region. See
Annie Huang, 'Army Fires a Test of Patriot Missiles’, The Associated
Press (Taipei: June 21, 2001). See 'China Slams U.S. Over Taiwan’s Patriot
Missile Test’, Agence France Presse, (Beijing: June 21,2001).
33 Though the Bush administration has yet to articulate a fully formed
China policy, there are unsettling indications that it may be inclined to
see China primarily as an emerging military threat. The United States cannot
ignore the possibility. See'China Viewed Narrowly', The New York Times
(June 10, 2001).
34 See
Gaurav Kampani, 'How a US National Missile Defense will Affect South Asia',
Center
for Nonproliferation Studies Reports
(May 2000).
35
See Mitchell Reiss, Bridled Ambitions‑Why Countries Constrain
Their Nuclear Capabilities (US: The Woodrow Wilson Center Press, 1995)
p. 184.
36
See'lndia discusses new world
security regime with US', The Hindustan Times (May 11, 2001).
37 See Pamela Constable, 'Missile
Defense Plan Is Uniting U.S., India', Washington Post Foreign Service
(May 20, 2001)p. A21.
38 See Rahul Bedi, 'India's defence industry open to private investors',
Jane's Defence Weekly (May 31, 2001) www.defence.janes.com/New.
39 Ibid.
40 For more details see table number one in Zafar Nawaz Jaspal, 'India's
Missile Capabilities: Regional Implications', National Development and
Security, Vol. IX, No. 3, Serial No. 35 (Spring 2001)pp. 43, 44.
41 See Gregory Koblentz, 'Theater
Missile Defense and South Asia: A Volatile Mix', The Nonproliferation
Review, Vol. 4, No. 3 (Spring/Summer 1997) pp. 52 to 62. See also Vladimir
Radyuhin, 'Fernandes in Moscow for talks on defence ties' The Hindu
(New Delhi: June22, 2000).
42 Ibid.
43 See 'India, Russia successfully
test cruise missiles', The Times of India (June 13,2001).
Also see 'India, Russia test cruise missile', The
News (Rawalpindi: June 13, 2001)p 12.
44
See 'Proven Capabilities in
Defence System', Asia Military Review, vol.8, issue l (February/March,
2000 .p46. See also 'Navy sets up panel for cooperation with Israel', The
Hindustan Times (New Delhi: April l3, 2000).
45 See 'Indian frigates to balance Pak's sub programme',
The Times of India (May 29, 2001).
46 A Pentagon official said, "We
expect US policies to be more liberal in terms of defense transfers to India,
not only with regard to Israeli exports, but also with regard to US sanction
legislation. This liberalization, we hope, will open a window of opportunity
for us to finalize a number of pending deals," referring to the nearly
$1 billion worth of contracts under discussion or negotiation. See Aziz
Haniffa, 'US may let Israel arm India', The Hindustan Times (May
1, 2001).
47
Sudden
strike and the use thereafter of systems such as Arrow to ward off surviving
retaliatory capability might give India a pre‑emptive option. See
Michael Quinlan, ‘How Robust is India‑Pakistan Deterrence?’ Survival,
Vol. 42, No. 4 (Winter2000‑01) p.150.
48 See Keith Payne, 'Strategic
Defenses and Virtual Nuclear Arsenal', in Michael J. Mazarr, (ed) Nuclear
Weapons in a Transformed World: The Challenge of Virtual Nuclear
Arsenal (New York: St. Martin's Press, 1997)p. 147.
49 See W. Seth Carus, Cruise Missile
Proliferation in the 1990s (Washington D.C:Center for Strategic and International
Studies, 1992) pp.70, 71.
* Professor/Chair of Department of Economics,
Bloomsburg, University of Pennsylvania,
USA.
* An earlier
version of this paper
was presented at a conference
on `Pakistan: Nuclear Tests
and Beyond’, St Antony’s College, Oxford, 28-29
May 1999.
**
Formerly of School of Politics, The University of Nottingham, UK and currently
Professor of Political Science,
South Asia Institute at the Heidelberg University, Germany.
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